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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

DAVID SCOTT GOLLER

Advisor at MORGAN STANLEY

Valencia, CA | VALENCIA, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 1, 1993
First registration: Jan 15, 2003
Dual registered: yes, broker-dealer
Other names: DAVID S GOLLER|DAVID SCOTT GOLLER|DAVID S GOLLER
IAPD individual key: 2284557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 1, 2009	n/a	yes	VALENCIA, CA\|Valencia, CA	Current employment
MORGAN STANLEY & CO. LLC	n/a	Jun 30, 2008	Jun 1, 2009	no	WOODLAND HILLS, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 2, 2006	Feb 12, 2008	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
PARTNERVEST ADVISORY SERVICES LLC	Former SEC adviser	Jan 15, 2003	Apr 19, 2005	no	SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Feb 12, 2008	Jun 30, 2008	139	Firm change	Other
PARTNERVEST ADVISORY SERVICES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 19, 2005	Oct 2, 2006	531	Firm change after gap	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 1, 2009 to presentfactForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 30, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 2, 2006 to Feb 12, 2008factForm ADV
→ PARTNERVEST ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Jan 15, 2003 to Apr 19, 2005factForm ADV

Dated events

No dated event names this entity yet.