DFX Intelligence

D••• M•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

D••• M•••• T•••••••

Advisor at R•••••••• I••••••••• M•••••••••

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c5b9a65-436c-3467-5d2b-94d0603a99b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 17, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• I••••••••• M•••••••••	Independent wealth	Dec 5, 2018	n/a	yes	Houston, TX	Current employment
F•••• A••••• A••••••• S•••••••• I•••	Former SEC adviser	Aug 25, 2015	Nov 22, 2019	no	ABILENE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	R•••••••• I••••••••• M•••••••••	Nov 22, 2019	Dec 5, 2018	-352	Firm change after gap	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	F•••• A••••• A••••••• S•••••••• I•••	Sep 14, 2015	Aug 25, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
137888:115425:TX:2019-11-22	Nov 22, 2019	Dec 5, 2018	ABILENE, TX	Firm change after gap

Relationships

Registered with (4)

→ R•••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Dec 5, 2018 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2015 to Nov 22, 2019factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2014 to Sep 14, 2015factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c5b9a65-436c-3467-5d2b-94d0603a99b7
First observed: Mar 17, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.