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RIA / WealthAdvisorCertified Financial Planner28 years in industry

HANS-CHRISTIAN WINKLER

Advisor at COMPOUND PLANNING, INC.

Jackson Heights, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:7c5fe185-a17f-ccb4-b6e4-71f0ec06c2af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPOUND PLANNING, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 16, 1998
First registration: Jun 3, 2002
Dual registered: no
Other names: HANSCHRISTIAN WINKLER
IAPD individual key: 2966966

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPOUND PLANNING, INC.	Independent wealth	Sep 7, 2022	n/a	yes	Jackson Heights, NY\|NEW YORK, NY	Current employment
CLARAPHI ADVISORY NETWORK, LLC	Independent wealth	Aug 5, 2013	Dec 6, 2022	no	ALISO VIEJO, CA\|NEW YORK, NY\|New York, NY\|ALISO VIEJO, CA\|New York, NY	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 21, 2004	Aug 5, 2013	no	NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 3, 2002	Dec 14, 2002	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLARAPHI ADVISORY NETWORK, LLC	COMPOUND PLANNING, INC.	Dec 6, 2022	Sep 7, 2022	-90	Firm change after gap	RIA to RIA
B. RILEY WEALTH ADVISORS, INC.	CLARAPHI ADVISORY NETWORK, LLC	Aug 5, 2013	Aug 5, 2013	0	Firm change	Other
WELLS FARGO ADVISORS	B. RILEY WEALTH ADVISORS, INC.	Dec 14, 2002	Sep 21, 2004	647	Firm change after gap	Other

Relationships

Registered with (4)

→ COMPOUND PLANNING, INC.Registered adviserregistration: current employment
Sep 7, 2022 to presentfactForm ADV
→ CLARAPHI ADVISORY NETWORK, LLCRegistered adviserregistration: previous registration
Aug 5, 2013 to Dec 6, 2022factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 21, 2004 to Aug 5, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 3, 2002 to Dec 14, 2002factForm ADV

Dated events

Occurred
Dec 6, 2022
Advisor changed firm
Hans-Christian Winkler left Claraphi Advisory Network, Llc for Compound Planning, Inc. (registered 2022-09-07)
Form ADVobserved 4 days ago