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R••••• B••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

R••••• B••••••• G••••••••

Advisor at M••••••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:7c64ecf2-1492-1625-ac70-28eb42ec5521

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	May 31, 2011	n/a	yes	OVERLAND PARK, KS	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Mar 13, 2015	Mar 31, 2018	no	OVERLAND PARK, KS\|LEAWOOD, KS

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	n/a	Mar 31, 2018	n/a	n/a	Departure no registered destination	Departure
S••••••• F•••••••• S•••••••• I•••	M••••••	May 4, 2011	May 31, 2011

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
May 31, 2011 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 13, 2015 to Mar 31, 2018factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2011 to May 4, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c64ecf2-1492-1625-ac70-28eb42ec5521
First observed: Jan 28, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.