DFX Intelligence

W•••••• C••••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

W•••••• C••••••••• S••••••

Advisor at A•••• S••••••• A•••••••• L••

WAYLAND, MA

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Search this name across graphsid dfx:ria:7c6556da-8d20-f573-b218-9b4476f94e57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• S••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• S••••••• A•••••••• L••	Mixed wealth	Jan 23, 2026	n/a	yes	WAYLAND, MA	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Oct 31, 2025	no	SOMERVILLE, MA\|BURLINGTON, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	A•••• S••••••• A•••••••• L••	Oct 31, 2025	Jan 23, 2026	84	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (3)

→ A•••• S••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Oct 31, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 28, 2022 to Mar 31, 2025factForm ADV

Dated events

Occurred
Oct 31, 2025
Advisor changed firm
W•••••• C••••••••• S•••••• left S•••••••• A••••••• L•• for A•••• S••••••• A•••••••• L•• (registered 2026-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c6556da-8d20-f573-b218-9b4476f94e57
First observed: Sep 28, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.