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CRD 139879
WAYLAND, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KENT ALLAN FITZPATRICK | n/a | WAYLAND, MA | 20 | 38 | 1 | yes |
| WILLIAM D MAHONY | n/a | WAYLAND, MA | 18 | 36 | n/a | yes |
| ROSARIO SALVATORE SALAMONE | n/a | WAYLAND, MA | 11 | 12 | n/a | no |
| RICHARD ROBERT RACINE | Chartered Financial Consultant | WAYLAND, MA | 11 | 31 | 1 | no |
| DAVID CHRISTOPHER O'BRIEN | Certified Financial Planner | WAYLAND, MA | 7 | 30 | 3 | yes |
| BRUCE WOODMAN HARDY | n/a | WAYLAND, MA | 6 | 30 | 1 | no |
| PETER DOHERTY | n/a | WAYLAND, MA | 3 | 10 | 1 | yes |
| Kaelan C Fitzpatrick | Certified Financial Planner | WAYLAND, MA | 2 | 12 | 1 | yes |
| TIMOTHY JOSEPH BLACK | n/a | WAYLAND, MA | 2 | 26 | 2 | no |
| Jian Wei Fu | Certified Financial Planner | WAYLAND, MA | 2 | 24 | n/a | yes |
| Edward Rosenau | n/a | WAYLAND, MA | 0 | 14 | n/a | no |
| William Christopher Sargent | n/a | WAYLAND, MA | 0 | 15 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FITZPATRICK, KENT, ALLAN | MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 10/2007 | Mar 28, 2012 | Aug 29, 2024 |
| SALAMONE, ROSARIO, SALVATORE | DIRECTOR OF RESEARCH | A | yes | 08/2020 | Apr 15, 2022 | Aug 29, 2024 |
| WHALEN, SEAN, DAVID | FINANCIAL CONSULTANT | A | yes | 08/2020 | Apr 15, 2022 | Aug 29, 2024 |
| ASSET STRATEGY HOLDINGS, LLC | HOLDING COMPANY | E | no | 08/2020 | Apr 15, 2022 | Aug 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ASSET STRATEGY FINANCIAL GROUP, INC | n/a | n/a | n/a | N | yes | n/a |
| ASSET STRATEGY REALTY PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| CONCORDE INVESTMENT SERVICES, LLC | n/a | n/a | n/a | N | no | n/a |
| RCX CAPITAL GROUP, LLC | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $649M | $221M | 10 | 8 | 0 | n/a | n/a |
| 2024 | Mar 2, 2025 | $918M | $230M | 12 | 8 | 0 | n/a | n/a |
| 2023 | Mar 12, 2024 | $557M | $199M | 12 | 8 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $494M | $180M | 12 | 8 | 0 | n/a | n/a |
| 2021 | Mar 24, 2022 | $587M | $232M | 5 | 5 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $468M | $180M | 5 | 5 | 0 | n/a | n/a |
| 2019 | Apr 21, 2020 | $351M | $105M | 5 | 5 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $256M | $96.6M | 5 | 5 | 0 | n/a | n/a |
| 2017 | Mar 31, 2018 | $271M | $97.4M | 5 | 5 | 0 | n/a | n/a |
| 2016 | Mar 3, 2017 | $223M | $82.3M | 5 | 5 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $189M | $91.9M | 5 | 5 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $151M | $84.7M | 5 | 5 | n/a | n/a | n/a |
| 2013 | Mar 12, 2014 | $155M | $85.0M | 5 | 5 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $122M | $66.0M | 5 | 5 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $136M | $73.0M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $649M | $918M | -29.3% | $494M | 9.5% | 10 | 12 | 0 | 0 |