DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Honolulu, HI | San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 3, 2022 | n/a | yes | San Francisco, CA|Honolulu, HI | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 17, 2010 | Jun 16, 2022 | no | McLean, VA|BALTIMORE, MD|WASHINGTON, DC|Washington, DC|HONOLULU, HI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 14, 2006 | Nov 19, 2010 | no | BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jun 16, 2022 | Jun 3, 2022 | -13 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 19, 2010 | Nov 17, 2010 | -2 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:HI:2022-06-16 | Jun 16, 2022 | Jun 3, 2022 | HONOLULU, HI | Firm change |