DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•••••• W••••• A•••••••• L••
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•••••• W••••• A•••••••• L•• | Independent wealth | Mar 10, 2017 | n/a | yes | CINCINNATI, OH | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 17, 2008 | Apr 21, 2017 | no | CINCINNATI, OH|CINCINNATI, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | K•••••• W••••• A•••••••• L•• | Apr 21, 2017 | Mar 10, 2017 | -42 | Firm change after gap | Other |
| C••••• I••••••••• S••••••• L•• | L•• F•••••••• L•• | Nov 12, 2008 | Nov 17, 2008 |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | May 17, 2006 | Nov 12, 2008 | no | MILFORD, OH|WILMINGTON, OH|NEW VIENNA, OH|SABINA, OH|WAYNESVILLE, OH|WILMINGTON, OH | Previous registration |
| H•••••• T••••••• • K•••• L•• | Independent wealth | Jan 19, 2006 | May 19, 2006 | no | CINCINNATI, OH | Previous registration |
| 5 |
| Firm change |
| Other |
| H•••••• T••••••• • K•••• L•• | C••••• I••••••••• S••••••• L•• | May 19, 2006 | May 17, 2006 | -2 | Firm change | Other |