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CRD 299218
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL FIRESTONE | Chartered Financial Analyst | SAN FRANCISCO, CA | 7 | 16 | n/a | no |
| William James Reynolds | Chartered Financial Analyst | SAN FRANCISCO, CA | 3 | 11 | n/a | no |
| Ryan Fujioka | n/a | SAN FRANCISCO, CA | 1 | 12 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FIRESTONE, MICHAEL | MANAGING MEMBER | E | yes | 08/2018 | Jun 1, 2023 | Nov 27, 2024 |
| HEATH, ALYSSA | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR OF SOCIAL IMPACT | Na | yes | 03/2019 | Jun 1, 2023 | Nov 27, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Miami | FL | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 | $635M | $635M | 5 | 3 | 0 | n/a | n/a |
| 2024 | Mar 24, 2025 | $495M | $495M | 5 | 3 | 0 | n/a | n/a |
| 2023 | Mar 15, 2024 | $425M | $249M | 5 | 3 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $635M | $495M | 28.3% | n/a | n/a | 5 | 5 | 0 | 0 |