| LPL FINANCIAL LLC | BD AFFILIATED WEALTH | Mar 24, 2021 | Jul 10, 2026 | no | MANITOWOC, WI|GREEN BAY, WI|CHILTON, WI|GREEN BAY, WI|OSHKOSH, WI|GREEN BAY, WI|NEENAH, WI|GREEN BAY, WI|SHEBOYGAN, WI|APPLETON, WI|GREEN BAY, WI|APPLETON, WI|DEPERE, WI|APPLETON, WI|SHAWANO, WI|GREEN BAY, WI|APPLETON, WI|WEYAUWEGA, WI|WAUSAU, WI|FOND DU LAC, WI|OSHKOSH, WI|RIPON, WI|FORT MILL, SC|WEST PALM BEACH, FL|INDIANAPOLIS, IN|KANSAS CITY, MO|ALLIANCE, NE|BRIDGEPORT, NE|CHADRON, NE | previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | FORMER SEC ADVISER | Aug 1, 2012 | Mar 24, 2021 | no | NOBLESVILLE, IN|INDIANAPOLIS, IN|GREENWOOD, IN|APPLETON, WI|SHAWANO, WI|FOND DU LAC, WI|WATERTOWN, WI|NEENAH, WI|APPLETON, WI|MAYVILLE, WI|OSHKOSH, WI|MANITOWOC, WI|GREEN BAY, WI|GREEN BAY, WI|GREEN BAY, WI|OSHKOSH, WI|GREEN BAY, WI|SHEBOYGAN, WI|APPLETON, WI|CLINTONVILLE, WI|WEYAUWEGA, WI|RIPON, WI|GREEN BAY, WI|GREEN BAY, WI|APPLETON, WI|KOKOMO, IN|INDIANAPOLIS, IN|BROWNSBURG, IN|INDIANAPOLIS, IN|CARMEL, IN|DEPERE, WI|NEW HOLSTEIN, WI|PESHTIGO, WI|HORTONVILLE, WI|LOMIRA, WI|GREEN BAY, WI|SEYMOUR, WI|WEYAUWEGA, WI|GREEN BAY, WI|GREEN BAY, WI|OSHKOSH, WI|BLACK CREEK, WI|APPLETON, WI|DENMARK, WI|CHILTON, WI|CASCO, WI|NOBLESVILLE, IN|INDIANAPOLIS, IN|ST LOUIS, MO|WAUTOMA, WI|ZIONSVILLE, IN|WAUSAU, WI|INDIANAPOLIS, IN | previous registration |