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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)35 years in industry

Christopher David Lee

Advisor at LPL FINANCIAL LLC

LEESVILLE, LA

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Search this name across graphsid dfx:ria:7c862e2f-8db0-6aca-ea72-69a10c330920

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Jul 15, 1996
First registration: Jan 8, 2003
Dual registered: yes, broker-dealer
Other names: CHRIS LEE
IAPD individual key: 2183314

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 16, 2024	n/a	yes	LEESVILLE, LA	Current employment
OSAIC FS, INC.	Former SEC adviser	Oct 4, 2022	May 16, 2024	no	GREENSBORO, NC\|LEESVILLE, LA\|LEESVILLE, LA	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Oct 3, 2022	no	FORT WORTH, TX	Previous registration
FIRST COMMAND BANK	n/a	Apr 12, 2004	Sep 2, 2005	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Jan 8, 2003	Dec 15, 2015	no	LEESVILLE, LA\|METARIE, LA\|LEESVILLE, LA\|Biloxi, MS\|Bossier City, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	LPL FINANCIAL LLC	May 16, 2024	May 16, 2024	0	Bulk transfer	Ibd to ibd
FIRST COMMAND ADVISORY SERVICES	OSAIC FS, INC.	Oct 3, 2022	Oct 4, 2022	1	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND BANK	Dec 15, 2015	Apr 12, 2004	-4,264	Firm change after gap	Other
FIRST COMMAND BANK	FIRST COMMAND ADVISORY SERVICES	Sep 2, 2005	Dec 15, 2015	3,756	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Oct 4, 2022 to May 16, 2024factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Oct 3, 2022factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jan 8, 2003 to Dec 15, 2015factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Apr 12, 2004 to Sep 2, 2005factForm ADV

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
Christopher David Lee left First Command Advisory Services for Osaic Fs, Inc. (registered 2022-10-04)
Form ADVobserved 4 days ago