DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• D•••• L••

L•• F•••••••• L••BD affiliatedLeesville, Ladual registrantIAPD 2183314

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Chris Lee

At current firm

2 y

since May 16, 2024

In the industry

35 y

since Aug 1, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 16, 2024 · Leesville, La
O•••• F•• I••• former
Oct 4, 2022 to May 16, 2024 · Greensboro, Nc
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Oct 3, 2022 · Fort Worth, Tx
F•••• C•••••• B••• unclassified
Apr 12, 2004 to Sep 2, 2005 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jan 8, 2003 to Dec 15, 2015 · Leesville, La

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to L•• F•••••••• L••
left May 16, 2024, registered May 16, 2024 (0 days) · corporate re-registration, not a move
F•••• C•••••• A••••••• S••••••• to O•••• F•• I•••
left Oct 3, 2022, registered Oct 4, 2022 (1 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• B•••
left Dec 15, 2015, registered Apr 12, 2004 (-4264 days) · Other
F•••• C•••••• B••• to F•••• C•••••• A••••••• S•••••••
left Sep 2, 2005, registered Dec 15, 2015 (3756 days) · Other

Signals

C••••••••• D•••• L•• left F•••• C•••••• A••••••• S••••••• for O•••• F•• I••• (registered 2022-10-04)
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address