DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••••• F•••••••• S•••••••• I•••
LUBBOCK, TX | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | May 31, 2005 | n/a | yes | LUBBOCK, TX|DALLAS, TX | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 2, 2004 | May 26, 2005 | no | LUBBOCK, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | P••••••• F•••••••• S•••••••• I••• | May 26, 2005 | May 31, 2005 | 5 | Firm change | Other |
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | Dec 31, 2003 | Jan 2, 2004 |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Dec 31, 2003 | no | LUBBOCK, TX | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Apr 17, 2001 | Jul 1, 2003 | no | LUBBOCK, TX | Previous registration |
| 2 |
| Channel change |
| Wirehouse to wirehouse |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |