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Reading the graph
Advisor at PIPER SANDLER & CO.
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PIPER SANDLER & CO. | Institutional manager | Aug 5, 2016 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 4, 2012 | Aug 5, 2016 | no | MINNEAPOLIS, MN | Previous registration |
| FIDUCIARY ASSET MANAGEMENT LLC | Former SEC adviser | Sep 6, 2010 | Apr 5, 2012 | no | CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | PIPER SANDLER & CO. | Aug 5, 2016 | Aug 5, 2016 | 0 | Firm change | Other |
| FIDUCIARY ASSET MANAGEMENT LLC | PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | Apr 5, 2012 | Apr 4, 2012 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145876:665:MN:2016-08-05 | Aug 5, 2016 | Aug 5, 2016 | MINNEAPOLIS, MN | Firm change |