DFX Intelligence

C••••• D••••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••• D••••••• H•••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Scottsdale, AZ

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Search this name across graphsid dfx:ria:7c95308c-1138-c087-1686-6907819e1f24

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 17, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Aug 18, 2022	n/a	yes	SAN RAFAEL, CA\|Scottsdale, AZ	Current employment
W••••••••• A•••••••• L••	Former SEC adviser	Dec 9, 2015	Feb 2, 2023	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••• L••	G••••• R••••••••• P••••••• L••	Feb 2, 2023	Aug 18, 2022	-168	Firm change after gap	Other
P•••••••• S••••••••• I•••	W••••••••• A•••••••• L••	Dec 17, 2015	Dec 9, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
150573:172011:AZ:2023-02-02	Feb 2, 2023	Aug 18, 2022	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (3)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Aug 18, 2022 to presentfactForm ADV
→ W••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 9, 2015 to Feb 2, 2023factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2005 to Dec 17, 2015factForm ADV

Dated events

Occurred
Feb 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c95308c-1138-c087-1686-6907819e1f24
First observed: Nov 14, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.