RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• D••••••• H•••
- G••••• R••••••••• P••••••• L•• institutional currentsince Aug 18, 2022 · San Rafael, Ca
- W••••••••• A•••••••• L•• formerDec 9, 2015 to Feb 2, 2023 · Scottsdale, Az
- P•••••••• S••••••••• I••• BD affiliatedNov 14, 2005 to Dec 17, 2015 · Phoenix, Az
- W••••••••• A•••••••• L•• to G••••• R••••••••• P••••••• L••left Feb 2, 2023, registered Aug 18, 2022 (-168 days) · Other · moved with a team
- P•••••••• S••••••••• I••• to W••••••••• A•••••••• L••left Dec 17, 2015, registered Dec 9, 2015 (-8 days) · Other
- C••••• D••••••• H••• left W••••••••• A•••••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2022-08-18)Feb 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address