DFX Intelligence

M•••••• C•••••• M••••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M•••••• C•••••• M••••••••• L•••••

CRD 137605

ATLANTA, GA

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Search this name across graphsid dfx:ria:7c9e857f-52e1-c479-90f3-5b85129375f2

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $805M••• Locked
Discretionary RAUM: $805M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••• F•••• L•••••• P•••••••••	Hedge Fund	$325M	Mar 28, 2024	53	Mar 29, 2012	reported	021-942668
M••••• F••• I•• L•••••• P•••••••••	Hedge Fund	$259M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• M•••••••• D••••••	CHIEF FINANCIAL OFFICER	Na	yes	12/1999	Mar 29, 2012	Mar 28, 2024
M••••••• M••••••• W•••••••••	MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER	D	yes	01/1995	Mar 29, 2012	Mar 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$805M	$687M	17.1%	$570M	12.2%	17	17	0	0

Relationships

Advises (5)

→ M••••• F••• I•• L•••••• P•••••••••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ M••••• F••• I••• L•••••• P•••••••••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ M••••• M••••• F••• O••••••• I• L•Private fundHedge Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ M••••• F•••• L•••••• P•••••••••

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-232M
Occurred
Mar 30, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$190M
Occurred
Mar 29, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-559M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c9e857f-52e1-c479-90f3-5b85129375f2
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.