DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••• C•••••• M••••••••• L•••••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 16 filings
SEC status approved since Jan 26, 2006
RAUM
$805M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$805M as of Mar 30, 2026
Mar 29, 2012$164M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20130 then
Employees (5.A)17 as of Mar 30, 2026
Mar 25, 20138 then
Private funds4 as of Mar 30, 2026
Mar 29, 20124 then
RAUM +17% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $201MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $805M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$805M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $805M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• F•••• L•••••• P••••••••• | Hedge Fund | $325M | 53 | Mar 29, 2012 |
| M••••• F••• I•• L•••••• P••••••••• | Hedge Fund | $259M | 38 | Mar 29, 2012 |
| M••••• F••• O•••••••• L••no longer reported | Hedge Fund | $51.7M | 3 | Mar 29, 2012 |
| M••••• M••••• F••• O••••••• I• L• | Hedge Fund | $39.9M | 0 | Mar 28, 2014 |
| M••••• F••• I••• L•••••• P••••••••• | Hedge Fund | $23.7M | 1 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• M•••••••• D•••••• · Chief Financial Officercontrolsince 12/1999 · owns less than 5%
- M••••••• M••••••• W••••••••• · Managing Member And Chief Executive Officercontrolsince 01/1995 · owns 50% to 75%
- P•••• G••••••• S•••• · Chief Operations Officercontrolsince 12/2010 · owns less than 5%
- M••••••• S••••••• S•••••• · President/Executive Directorcontrolsince 01/1999 · owns F of T•• W•••••••• F•••••••••
- F•••••• T••••••• J•••• · Chief Compliance Officersince 03/2015 · owns less than 5%
Entity owners
- T•• W•••••••• F••••••••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
0 against comparable advisers; where to look, not conclusions
Nothing stands out against peers.
Data quality: the 2026-06-30 holdings report shows $3,896,716,952 across 93 positions while Form ADV reports RAUM of $804,599,172 (4.8x); one of the two is misfiled, misattributed or in the wrong unit
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 4Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $686M to $805MMar 31, 2025 to Mar 30, 2026
- Private funds · 5 to 4Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $687M to $805MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $687M to $805MMar 31, 2025 to Mar 30, 2026
- RAUM · $687M to $805MMar 31, 2025 to Mar 30, 2026
- Assets in custody · $656M to $686MMar 28, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 31, 2025
- Private funds · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $656M to $687MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $656M to $687MMar 28, 2024 to Mar 31, 2025
- RAUM · $656M to $687MMar 28, 2024 to Mar 31, 2025
- Advisory employees · 12 to 13Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $568M to $656MMar 31, 2023 to Mar 28, 2024
- Employees · 16 to 17Mar 31, 2023 to Mar 28, 2024
- Private funds · 5 to 4Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $570M to $656MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $570M to $656MMar 31, 2023 to Mar 28, 2024
- RAUM · $570M to $656MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 13 to 12Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $801M to $568MMar 31, 2022 to Mar 31, 2023
- Employees · 17 to 16Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $802M to $570MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $802M to $570MMar 31, 2022 to Mar 31, 2023
- RAUM · $802M to $570MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 15 to 13Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $697M to $801MMar 30, 2021 to Mar 31, 2022
- Employees · 19 to 17Mar 30, 2021 to Mar 31, 2022
- Private funds · 4 to 5Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $699M to $802MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $699M to $802MMar 30, 2021 to Mar 31, 2022
- RAUM · $699M to $802MMar 30, 2021 to Mar 31, 2022
- Advisory employees · 16 to 15Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $508M to $697MMar 30, 2020 to Mar 30, 2021
- Employees · 20 to 19Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $509M to $699MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $509M to $699MMar 30, 2020 to Mar 30, 2021
- RAUM · $509M to $699MMar 30, 2020 to Mar 30, 2021
- Assets in custody · $664M to $508MMar 29, 2019 to Mar 30, 2020
Signals
3 dated events
- M•••••• C•••••• M••••••••• L••••• reported RAUM $569.7M, down 29% from $801.8M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- M•••••• C•••••• M••••••••• L••••• reported RAUM $698.9M, up 37% from $509.3M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- M•••••• C•••••• M••••••••• L••••• reported RAUM $664.3M, down 46% from $1.2B (2018-07-02 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/M••••••-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- M••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-364-2021reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026