DFX Intelligence

L••• D••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

L••• D••••• O••••

Advisor at M••••• S••••••

Las Vegas, NV

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Search this name across graphsid dfx:ria:7ca17ba9-5e2b-a25a-4243-45afbd87fcdd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 6, 2014	n/a	yes	Las Vegas, NV	Current employment
R••• W••••• L••	Mixed wealth	Nov 18, 2009	Aug 20, 2013	no	ALBUQUERQUE, NM	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• W••••• L••	M••••• S••••••	Aug 20, 2013	May 6, 2014	259	Firm change	Other
C•• W••••• A••••••• L••	R••• W••••• L••	Dec 9, 2009	Nov 18, 2009

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
May 6, 2014 to presentfactForm ADV
→ R••• W••••• L••Registered adviserregistration: previous registration
Nov 18, 2009 to Aug 20, 2013factForm ADV
→ C•• W••••• A••••••• L••Registered adviserregistration: previous registration
Mar 19, 2009 to Dec 9, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ca17ba9-5e2b-a25a-4243-45afbd87fcdd
First observed: Jan 31, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.