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Advisor at MML INVESTORS SERVICES, LLC
SANFORD, ME | SPRINGVALE, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | SANFORD, ME|SPRINGVALE, ME | Current employment |
| Mariner | Independent wealth | Aug 20, 2015 | Feb 1, 2018 | no | SANFORD, ME|OVERLAND PARK,, KS | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 22, 2010 | Mar 25, 2017 | no | EXETER, NH|SANFORD, ME|EXETER, NH|Dover, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | MML INVESTORS SERVICES, LLC | Feb 1, 2018 | Mar 25, 2017 | -313 | Bulk transfer | Other |
| MSI FINANCIAL SERVICES, INC. | Mariner | Mar 25, 2017 | Aug 20, 2015 | -583 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14251:151664:NH:2017-03-25 | Mar 25, 2017 | Aug 20, 2015 | DOVER, NH | Firm change after gap |