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Reading the graph
CRD 106018
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BABCOCK, HENRY, DENISON | Member | B | yes | 07/1986 | Apr 10, 2012 | Apr 25, 2017 |
| CONCORD INTERNATIONAL HOLDINGS, L.P. | LIMITED PARTNER | E | yes | 11/1998 | Apr 10, 2012 | Apr 25, 2017 |
| Hoffman, Geraldine | CHIEF FINANCIAL OFFICER | Na | yes | 01/2013 | Mar 16, 2016 | Apr 25, 2017 |
| RAVIOL, PAMELA, LEE WHITE | MANAGING MEMBER, DIRECTOR, INVESTMENT ADVISER REPRESENTATIVE | A | yes | 12/1995 | Apr 10, 2012 | Apr 25, 2017 |
| T.K. INTERNATIONAL CORPORATION | MAJORITY EQUITY OWNER | D | yes | 11/2001 | Mar 27, 2013 | Apr 25, 2017 |
| TEVLETIDIS, ARTHUR, C | CHIEF OPERATING OFFICER | Na | yes | 01/2012 | Jul 25, 2012 | Apr 25, 2017 |
| TK INTERNATIONAL LLC | GENERAL PARTNER | F | yes | 11/2001 | Mar 27, 2013 | Apr 25, 2017 |
| YOUNES, MOHAMED, SALEH | President | E | yes | 03/1987 | Apr 10, 2012 | Apr 25, 2017 |
| COLLINS, ISABEL | Member | Na | no | 12/1995 | Apr 10, 2012 | Apr 25, 2017 |
| CONCORD INTERNATIONAL INVESTMENTS GROUP, L.P. | Member | B | no | 06/1992 | Apr 10, 2012 | Apr 25, 2017 |
| ROGICKI, JOHN, HENRY | Member | C | no | 01/1991 | Apr 10, 2012 | Apr 25, 2017 |
| TRAIN, JOHN | Member | B | no | 07/1986 | Apr 10, 2012 | Apr 25, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CONCORD INVESTMENT MANAGEMENT | n/a | Former SEC adviser | $129M | N | no | n/a |
| CONCORD INTERNATIONAL INVESTMENTS, L.P. | n/a | Former SEC adviser | $46.6M | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 31, 2017 | $434M | $426M | 9 | 4 | n/a | n/a | n/a |
| 2015 | Mar 16, 2016 | $430M | $423M | 13 | 4 | n/a | n/a | n/a |
| 2014 | Apr 2, 2015 | $468M | $455M | 14 | 9 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $485M | $473M | 14 | 9 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $489M | $464M | 15 | 7 | n/a | n/a | n/a |
| 2011 | Apr 10, 2012 | $630M | $602M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $434M | $430M | 0.9% | $485M | -3.6% | 9 | 13 | n/a | n/a |