DFX Intelligence

C•••••• I••••••••• I••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C•••••• I••••••••• I••••••••• L•••

CRD 109727

NEW YORK, NY

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Search this name across graphsid dfx:ria:97807637-5336-1c61-7118-6543cdb85169

Data as of Jul 1, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Mar 16, 2012 to Jul 1, 2021
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $46.6M••• Locked
Discretionary RAUM: $46.6M
Private client RAUM: $80,335derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••• T•••• I••••••••• L••••••	Other Private Fund	$75.7M	Mar 28, 2018	1	Mar 28, 2018	dropped	n/a
C•••• I••••••••• L•••	Other Private Fund	$37.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• I••••••••• I••••••••• G••••• L•••	L•••••• PARTNER	D	yes	11/1988	Mar 16, 2012	Jul 1, 2021
H••••• A••••	CHAIRMAN, INVESTMENT COMMITTEE	Na	yes	05/1996	Mar 16, 2012	Jul 1, 2021

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Cairo	n/a	Egypt (United Arab Republic)	7	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$46.6M	$93.1M	-50.0%	$364M	-49.6%	18	20	1	1

Relationships

Controls (6)

← H••••• A••••OwnerCHAIRMAN, INVESTMENT COMMITTEE, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← H•••••••• P••••• J•••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← Y•••••• S••••• T••••OwnerCO-PRESIDENT OF GENERAL PARTNER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← Y•••••• M••••••• S••••OwnerCHAIRMAN, ownership code NA, individual
Mar 16, 2012 to presentfact

Dated events

Occurred
Jul 1, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-187M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97807637-5336-1c61-7118-6543cdb85169
First observed: Mar 16, 2012
Last observed: Jul 1, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.