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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SHEARWATER CAPITAL

SHEARWATER CAPITAL, LLC, CRD 115399

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ccf4ac3-8d61-9ac4-a6ac-5027f385b5b3

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2012 to Mar 17, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $427MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $426M
Private client RAUM: $421MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $107Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 731
Individual clients: 60
High net worth clients: 120
Custody, client assets: $247M
SEC number: 801-77787
CIK: 1905665
CRD: 115399
Filings on the tape: 25
First filed: Feb 11, 2012
Latest filed: Mar 17, 2026
Organised: Limited Liability Company, CO
Website: shearcap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY JERRAM BROWN	Chartered Financial Analyst	DENVER, CO	26	27	n/a	no
ERIC STUART MALDEN	n/a	DENVER, CO	26	26	n/a	no
JARED ANDREW MEESE	n/a	BALLWIN, MO	18	26	n/a	no
PAT WANG	n/a	REDONDO BEACH, CA	1	31	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, JEFFREY, JERRAM	Principal	D	yes	06/1999	Feb 11, 2012	Mar 22, 2024
MALDEN, ERIC, STUART	Principal	D	yes	06/1999	Feb 11, 2012	Mar 22, 2024
MEESE, JARED, ANDREW	CHIEF COMPLIANCE OFFICER	Na	no	06/2007	Feb 11, 2012	Mar 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$427M	$426M	4	4	1	n/a	n/a
2024	Feb 7, 2025	$348M	$347M	4	4	1	n/a	n/a
2023	Jan 16, 2024	$307M	$306M	4	4	1	n/a	n/a
2022	Mar 18, 2023	$280M	$278M	4	4	1	n/a	n/a
2021	Feb 2, 2022	$306M	$305M	5	5	1	n/a	n/a
2020	Feb 18, 2021	$309M	$307M	1	1	1	n/a	n/a
2019	Feb 19, 2020	$250M	$248M	1	1	1	n/a	n/a
2018	Mar 7, 2019	$217M	$216M	1	1	2	n/a	n/a
2017	Feb 13, 2018	$201M	$200M	1	1	3	n/a	n/a
2016	Mar 1, 2017	$174M	$173M	1	1	n/a	n/a	n/a
2015	Mar 2, 2016	$141M	$140M	1	1	n/a	n/a	n/a
2014	Mar 6, 2015	$143M	$142M	1	1	n/a	n/a	n/a
2013	Mar 13, 2014	$126M	$125M	1	1	n/a	n/a	n/a
2011	Feb 11, 2012	$82.4M	$82.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$427M	$348M	22.7%	$280M	15.2%	4	4	1	1

Relationships

Registered with (4)

← PAT WANGAdvisorregistration: current employment
Mar 17, 2025 to presentfactForm ADV
← JARED ANDREW MEESEAdvisorregistration: current employment
Mar 12, 2008 to presentfactForm ADV
← JEFFREY JERRAM BROWNAdvisorregistration: current employment
Sep 24, 1999 to presentfactForm ADV
← ERIC STUART MALDENAdvisorregistration: current employment
Sep 24, 1999 to presentfactForm ADV

Owns (1)

← MEESE, JARED, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 11, 2012 to Mar 22, 2024factForm ADV

Controls (2)

← BROWN, JEFFREY, JERRAMOwnerPRINCIPAL, ownership code D, individual
Feb 11, 2012 to Mar 22, 2024factForm ADV
← MALDEN, ERIC, STUARTOwnerPRINCIPAL, ownership code D, individual
Feb 11, 2012 to Mar 22, 2024factForm ADV

Dated events

Occurred
Mar 15, 2013
First Form ADV filing
Shearwater Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ccf4ac3-8d61-9ac4-a6ac-5027f385b5b3
First observed: Feb 11, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHEARWATER CAPITAL

SHEARWATER CAPITAL, LLC, CRD 115399

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ccf4ac3-8d61-9ac4-a6ac-5027f385b5b3

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY JERRAM BROWN

Chartered Financial Analyst

DENVER, CO

n/a

ERIC STUART MALDEN

n/a

DENVER, CO

n/a

JARED ANDREW MEESE

n/a

BALLWIN, MO

n/a

PAT WANG

n/a

REDONDO BEACH, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, JEFFREY, JERRAM

Principal

yes

06/1999

Feb 11, 2012

Mar 22, 2024

MALDEN, ERIC, STUART

Principal

yes

06/1999

Feb 11, 2012

Mar 22, 2024

MEESE, JARED, ANDREW

CHIEF COMPLIANCE OFFICER

06/2007

Feb 11, 2012

Mar 22, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$427M

$426M

n/a

2024

Feb 7, 2025

$348M

$347M

n/a

2023

Jan 16, 2024

$307M

$306M

n/a

2022

Mar 18, 2023

$280M

$278M

n/a

2021

Feb 2, 2022

$306M

$305M

n/a

2020

Feb 18, 2021

$309M

$307M

n/a

2019

Feb 19, 2020

$250M

$248M

n/a

2018

Mar 7, 2019

$217M

$216M

n/a

2017

Feb 13, 2018

$201M

$200M

n/a

2016

Mar 1, 2017

$174M

$173M

n/a

2015

Mar 2, 2016

$141M

$140M

n/a

2014

Mar 6, 2015

$143M

$142M

n/a

2013

Mar 13, 2014

$126M

$125M

n/a

2011

Feb 11, 2012

$82.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$427M

$348M

22.7%

$280M

15.2%