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RIA / WealthAdvisor41 years in industry

ERIC ROBERT FISHMAN

Advisor at KEY CLIENT FIDUCIARY ADVISORS, LLC

FAIRFIELD, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KEY CLIENT FIDUCIARY ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Apr 12, 1985
First registration: Oct 18, 2002
Dual registered: no
IAPD individual key: 1352028

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KEY CLIENT FIDUCIARY ADVISORS, LLC	Independent wealth	Oct 12, 2018	n/a	yes	FAIRFIELD, NJ	Current employment
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Oct 31, 2018	Dec 1, 2020	no	Fairfield, NJ\|WILMINGTON, DE	Previous registration
KEY CLIENT FINANCIAL ADVISORS, LLC	n/a	Oct 12, 2004	Feb 7, 2006	no	FAIRFIELD, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 30, 2004	Oct 15, 2018	no	FAIRFIELD, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 18, 2002	Aug 11, 2004	no	LITTLE FALLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REALTA INVESTMENT ADVISORS, INC	n/a	Dec 1, 2020	n/a	n/a	Departure no registered destination	Departure
WELLS FARGO ADVISORS	KEY CLIENT FINANCIAL ADVISORS, LLC	Oct 15, 2018	Oct 12, 2004	-5,116	Firm change after gap	Other
KEY CLIENT FINANCIAL ADVISORS, LLC	KEY CLIENT FIDUCIARY ADVISORS, LLC	Feb 7, 2006	Oct 12, 2018	4,630	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Aug 11, 2004	Jul 30, 2004	-12	Firm change	Other

Relationships

Registered with (5)

→ KEY CLIENT FIDUCIARY ADVISORS, LLCRegistered adviserregistration: current employment
Oct 12, 2018 to presentfactForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Oct 31, 2018 to Dec 1, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 30, 2004 to Oct 15, 2018factForm ADV
→ KEY CLIENT FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 12, 2004 to Feb 7, 2006factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 18, 2002 to Aug 11, 2004factForm ADV

Dated events

No dated event names this entity yet.