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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

ROBERT J BURTON

Advisor at WELLS FARGO ADVISORS

ROSEVILLE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 18, 1999
First registration: Mar 29, 2001
Dual registered: yes, broker-dealer
Other names: ROBERT BURTON|ROBERT JAMES BURTON
IAPD individual key: 3186851

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	n/a	yes	ROSEVILLE, CA	Current employment
A. G. EDWARDS & SONS, INC.	n/a	Sep 7, 2007	Jan 1, 2008	no	ROSEVILLE, CA\|ST. LOUIS, MO	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Aug 27, 2007	Sep 20, 2007	no	ROSEVILLE, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 29, 2001	Aug 16, 2007	no	ROSEVILLE, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
RBC CAPITAL MARKETS, LLC	A. G. EDWARDS & SONS, INC.	Sep 20, 2007	Sep 7, 2007	-13	Firm change	Other
A. G. EDWARDS & SONS, INC.	RBC CAPITAL MARKETS, LLC	Aug 16, 2007	Aug 27, 2007	11	Firm change	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 1, 2008 to presentfactForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Sep 7, 2007 to Jan 1, 2008factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Aug 27, 2007 to Sep 20, 2007factForm ADV

Dated events

No dated event names this entity yet.