DFX Intelligence
RIA Intelligence
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Registered advisor
R••••• J• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• B•••••
At current firm
18 y
since Jan 1, 2008
In the industry
27 y
since Mar 18, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 1, 2008 · Roseville, Ca
- A• G• E•••••• • S•••• I••• unclassifiedSep 7, 2007 to Jan 1, 2008 · Roseville, Ca
- R•• C•••••• M••••••• L•• national BDAug 27, 2007 to Sep 20, 2007 · Roseville, Ca
- A• G• E•••••• • S•••• I••• unclassifiedMar 29, 2001 to Aug 16, 2007 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to A• G• E•••••• • S•••• I•••left Sep 20, 2007, registered Sep 7, 2007 (-13 days) · Other
- A• G• E•••••• • S•••• I••• to R•• C•••••• M••••••• L••left Aug 16, 2007, registered Aug 27, 2007 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address