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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

JOHN JAMES SULLIVAN

Advisor at STRATEGIC ADVISERS LLC

PHILADELPHIA, PA | NEWTOWN SQUARE, PA

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Search this name across graphsid dfx:ria:7ce34c06-e722-9fba-5929-7247d6879c71

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 26, 1997
First registration: Oct 30, 2002
Dual registered: yes, broker-dealer
Other names: JOHN J SULLIVAN
IAPD individual key: 2877750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	NEWTOWN SQUARE, PA\|PHILADELPHIA, PA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 25, 2019	Mar 31, 2025	no	KING OF PRUSSIA, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 20, 2017	Jan 7, 2019	no	Philadelphia, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 20, 2017	Jan 7, 2019	no	PHILADELPHIA, PA	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 19, 2016	Jun 28, 2016	no	RADNOR, PA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jul 26, 2007	Jun 28, 2016	no	RADNOR, PA\|AUSTIN, TX\|RADNOR, PA	Previous registration
CAPITAL MANAGEMENT CONSULTANTS,INC.	n/a	Oct 30, 2002	Dec 9, 2008	no	NEWTOWN SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jan 7, 2019	Jan 25, 2019	18	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 7, 2019	Jul 20, 2017	-536	Channel change	Other
KESTRA ADVISORY SERVICES, LLC	TD AMERITRADE, INC.	Jun 28, 2016	Jul 20, 2017	387	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Jun 28, 2016	Apr 19, 2016	-70	Firm change after gap	Other
CAPITAL MANAGEMENT CONSULTANTS,INC.	NFP ADVISOR SERVICES, LLC	Dec 9, 2008	Jul 26, 2007	-502	Firm change after gap	Other

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 25, 2019 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 20, 2017 to Jan 7, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 20, 2017 to Jan 7, 2019factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 19, 2016 to Jun 28, 2016factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jul 26, 2007 to Jun 28, 2016factForm ADV
→ CAPITAL MANAGEMENT CONSULTANTS,INC.Registered adviserregistration: previous registration
Oct 30, 2002 to Dec 9, 2008factForm ADV

Dated events

No dated event names this entity yet.