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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

LESLIE ANTHONY NETTER

Advisor at AEGIS CAPITAL CORP.

Atlanta, GA | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AEGIS CAPITAL CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 7, 1998
First registration: Apr 14, 2003
Dual registered: yes, broker-dealer
Other names: LES NETTER
IAPD individual key: 2970557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AEGIS CAPITAL CORP.	Bd affiliated wealth	Apr 17, 2026	n/a	yes	NEW YORK, NY\|Atlanta, GA	Current employment
MORGAN STANLEY	Wirehouse	Apr 17, 2025	Mar 31, 2026	no	Atlanta, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 16, 2015	Apr 29, 2025	no	ATLANTA, GA\|NE Sandy Springs, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 31, 2015	no	Atlanta, GA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	ATLANTA, GA	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 19, 2006	Apr 2, 2007	no	ATLANTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 14, 2003	Sep 28, 2006	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	AEGIS CAPITAL CORP.	Mar 31, 2026	Apr 17, 2026	17	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Apr 29, 2025	Apr 17, 2025	-12	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jul 31, 2015	Jul 16, 2015	-15	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Sep 28, 2006	Sep 19, 2006	-9	Firm change	Other

Relationships

Registered with (6)

→ AEGIS CAPITAL CORP.Registered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 17, 2025 to Mar 31, 2026factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 16, 2015 to Apr 29, 2025factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 19, 2006 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 14, 2003 to Sep 28, 2006factForm ADV

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
Leslie Anthony Netter left Morgan Stanley for Aegis Capital Corp. (registered 2026-04-17)
Form ADVobserved 4 days ago
Occurred
Apr 29, 2025
Advisor changed firm
Leslie Anthony Netter left Ubs Financial Services Inc. for Morgan Stanley (registered 2025-04-17)
Form ADVobserved 4 days ago