RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• A•••••• N•••••
- A•••• C•••••• C•••• BD affiliated currentsince Apr 17, 2026 · New York, Ny
- M••••• S•••••• wirehouseApr 17, 2025 to Mar 31, 2026 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJul 16, 2015 to Apr 29, 2025 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 31, 2015 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedSep 19, 2006 to Apr 2, 2007 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 14, 2003 to Sep 28, 2006 · Atlanta, Ga
- M••••• S•••••• to A•••• C•••••• C••••left Mar 31, 2026, registered Apr 17, 2026 (17 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 29, 2025, registered Apr 17, 2025 (-12 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 31, 2015, registered Jul 16, 2015 (-15 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Sep 28, 2006, registered Sep 19, 2006 (-9 days) · Other
- L••••• A•••••• N••••• left M••••• S•••••• for A•••• C•••••• C•••• (registered 2026-04-17)Mar 31, 2026 · Advisor changed firm · fact
- L••••• A•••••• N••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-04-17)Apr 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address