DFX Intelligence

M•••••• T••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

M•••••• T••• G•••••••

Advisor at C•••• C••••••• L••

LAKEWAY, TX | PARADISE VALLEY, AZ

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Search this name across graphsid dfx:ria:7cf02136-a600-fa3f-9b9c-e3e74785c201

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C••••••• L••	Independent wealth	May 19, 2022	n/a	yes	PARADISE VALLEY, AZ\|LAKEWAY, TX	Current employment
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Mar 31, 2014	Apr 3, 2018	no	AUSTIN, TX\|CORONADO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• P•••••• W••••• S•••••••• L••	C•••• C••••••• L••	Apr 3, 2018	May 19, 2022	1,507	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	K••••• P•••••• W••••• S•••••••• L••	Mar 31, 2014	Mar 31, 2014

Relationships

Registered with (3)

→ C•••• C••••••• L••Registered adviserregistration: current employment
May 19, 2022 to presentfactForm ADV
→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2014 to Apr 3, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 18, 2000 to Mar 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cf02136-a600-fa3f-9b9c-e3e74785c201
First observed: Sep 18, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.