DFX Intelligence

B•••• P•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••• P•••••• M••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Milwaukee, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Dec 21, 2011	n/a	yes	Milwaukee, WI	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jan 7, 2010	Jul 28, 2011	no	MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jul 28, 2011	Dec 21, 2011	146	Firm change	Other
C•••••• L••	E•••••••• A•••••••• L••	Jul 10, 2003	Jan 7, 2010

Relationships

Registered with (3)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Dec 21, 2011 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2010 to Jul 28, 2011factForm ADV
→ C•••••• L••Registered adviserregistration: previous registration
Jul 9, 2002 to Jul 10, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 9, 2002
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.