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Registered advisor
B•••• P•••••• M••••
Feed of 09/14/2026
Also filed as B•••• P M••••
At current firm
14 y
since Dec 21, 2011
In the industry
30 y
since Jan 26, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Dec 21, 2011 · Milwaukee, Wi
- E•••••••• A•••••••• L•• national BDJan 7, 2010 to Jul 28, 2011 · Milwaukee, Wi
- C•••••• L•• independent RIAJul 9, 2002 to Jul 10, 2003 · Wauwatosa, Wi
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jul 28, 2011, registered Dec 21, 2011 (146 days) · Other
- C•••••• L•• to E•••••••• A•••••••• L••left Jul 10, 2003, registered Jan 7, 2010 (2373 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address