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Advisor at BLUEFIN INVESTMENT MANAGEMENT, LLC
PONTE VEDRA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLUEFIN INVESTMENT MANAGEMENT, LLC | State registered | Dec 5, 2025 | n/a | yes | PONTE VEDRA BEACH, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 19, 2004 | Apr 8, 2005 | no | CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BLUEFIN INVESTMENT MANAGEMENT, LLC | Apr 8, 2005 | Dec 5, 2025 | 7,546 | Firm change after gap | Wirehouse to state RIA |