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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STRATHMORE CAPITAL ADVISORS

STRATHMORE CAPITAL ADVISORS, INC., CRD 135008

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cf8af9e-4e58-1f82-8b7b-ea7076a1089a

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Feb 29, 2012 to Sep 10, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $805MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $790M
Private client RAUM: $770MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $73.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 11
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 1,594
Individual clients: 256
High net worth clients: 237
Custody, client assets: $156M
SEC number: 801-106984
CRD: 135008
Filings on the tape: 37
First filed: Feb 29, 2012
Latest filed: Sep 10, 2026
Organised: Corporation, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM GRAY KERNODLE	n/a	CHARLOTTE, NC	17	17	n/a	no
JOHN CHARLES KERNODLE	n/a	CHARLOTTE, NC	16	21	n/a	no
ROBERT DAVIS KERNODLE	n/a	CHARLOTTE, NC \| BURLINGTON, NC	15	15	n/a	no
EDWARD MAX STROMAN	Certified Financial Planner	CHARLOTTE, NC \| Washington, DC	11	11	n/a	no
ZACHARY DANIEL HUNEYCUTT	n/a	CHARLOTTE, NC	2	10	n/a	no
ROBIN ANNE MITLER	n/a	Chapel Hill, NC	1	19	3	no
DAVID LAWRENCE STRAUS	Chartered Financial Analyst	Bethesda, MD	1	32	3	no
JENNIFER HELTON LUZZATTO	Certified Financial Planner\|Chartered Financial Analyst	Glen Allen, VA	0	27	1	no
JULIA MARIE MARTINELLI	n/a	CHARLOTTE, NC	0	13	n/a	no
DANIEL JAMES O'ROURKE	Certified Financial Planner	CHARLOTTE, NC \| Pooler, GA	0	22	2	no
ALISHIA AREZOU DUBOIS	Certified Financial Planner	Glen Allen, VA	0	13	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FAW, TAYLOR, CHAPMAN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Jan 5, 2021	Sep 9, 2024
HUNEYCUTT, ZACHARY, DANIEL	CHIEF INVESTMENT OFFICER	Na	yes	01/2024	Jan 17, 2024	Sep 9, 2024
KERNODLE, JOHN, CHARLES	President	E	yes	02/2005	Feb 29, 2012	Sep 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Statesville	Nc	United States	2	no
Washington	Dc	United States	1	no
Burlington	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$805M	$790M	17	11	7	n/a	n/a
2024	Mar 4, 2025	$456M	$442M	9	6	3	n/a	n/a
2023	Mar 11, 2024	$391M	$379M	8	5	3	n/a	n/a
2022	Mar 10, 2023	$343M	$334M	7	4	3	n/a	n/a
2021	Mar 23, 2022	$368M	$358M	7	4	3	n/a	n/a
2020	Mar 23, 2021	$298M	$298M	7	4	3	n/a	n/a
2019	Mar 18, 2020	$269M	$269M	9	7	3	n/a	n/a
2018	Mar 29, 2019	$213M	$213M	8	6	3	n/a	n/a
2017	Feb 6, 2018	$240M	$240M	8	6	3	n/a	n/a
2016	Mar 13, 2017	$202M	$202M	7	6	n/a	n/a	n/a
2015	Mar 28, 2016	$178M	$178M	7	6	n/a	n/a	n/a
2011	Feb 29, 2012	$44.5M	$44.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	1	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$805M	$456M	76.6%	$343M	32.9%	17	9	7	3

Relationships

Registered with (11)

← ALISHIA AREZOU DUBOISAdvisorregistration: current employment
Aug 23, 2026 to presentfactForm ADV
← DANIEL JAMES O'ROURKEAdvisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV
← JULIA MARIE MARTINELLIAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← JENNIFER HELTON LUZZATTOAdvisorregistration: current employment
Nov 6, 2025 to presentfactForm ADV
← DAVID LAWRENCE STRAUSAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← ROBIN ANNE MITLERAdvisorregistration: current employment
Jun 18, 2025 to presentfactForm ADV
← ZACHARY DANIEL HUNEYCUTTAdvisorregistration: current employment
Feb 6, 2024 to presentfactForm ADV
← EDWARD MAX STROMANAdvisorregistration: current employment
Feb 27, 2015 to presentfactForm ADV
← ROBERT DAVIS KERNODLEAdvisorregistration: current employment
Mar 22, 2011 to presentfactForm ADV
← JOHN CHARLES KERNODLEAdvisorregistration: current employment
Feb 2, 2010 to presentfactForm ADV
← WILLIAM GRAY KERNODLEAdvisorregistration: current employment
Mar 5, 2009 to presentfactForm ADV

Controls (3)

← KERNODLE, JOHN, CHARLESOwnerPRESIDENT, ownership code E, individual
Feb 29, 2012 to Sep 9, 2024factForm ADV
← HUNEYCUTT, ZACHARY, DANIELOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jan 17, 2024 to Sep 9, 2024factForm ADV
← FAW, TAYLOR, CHAPMANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 5, 2021 to Sep 9, 2024factForm ADV

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
Strathmore Capital Advisors reported RAUM $805.0M, up 77% from $455.9M (2025-10-30 to 2026-03-26)
Form ADVobserved 4 days ago
$349M
Occurred
Jan 17, 2024
Control person joined
Daniel Zachary Huneycutt (Chief Investment Officer) appeared on Schedule A of Strathmore Capital Advisors
Form ADVobserved 4 days ago
Occurred
Jan 5, 2021
Control person joined
Chapman Taylor Faw (Chief Compliance Officer) appeared on Schedule A of Strathmore Capital Advisors
Form ADVobserved 4 days ago
Occurred
Nov 23, 2015
First Form ADV filing
Strathmore Capital Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cf8af9e-4e58-1f82-8b7b-ea7076a1089a
First observed: Feb 29, 2012
Last observed: Sep 10, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATHMORE CAPITAL ADVISORS

STRATHMORE CAPITAL ADVISORS, INC., CRD 135008

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cf8af9e-4e58-1f82-8b7b-ea7076a1089a

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM GRAY KERNODLE

n/a

CHARLOTTE, NC

n/a

JOHN CHARLES KERNODLE

n/a

CHARLOTTE, NC

n/a

ROBERT DAVIS KERNODLE

n/a

CHARLOTTE, NC | BURLINGTON, NC

n/a

EDWARD MAX STROMAN

Certified Financial Planner

CHARLOTTE, NC | Washington, DC

n/a

ZACHARY DANIEL HUNEYCUTT

n/a

CHARLOTTE, NC

n/a

ROBIN ANNE MITLER

n/a

Chapel Hill, NC

DAVID LAWRENCE STRAUS

Chartered Financial Analyst

Bethesda, MD

JENNIFER HELTON LUZZATTO

Certified Financial Planner|Chartered Financial Analyst

Glen Allen, VA

JULIA MARIE MARTINELLI

n/a

CHARLOTTE, NC

n/a

DANIEL JAMES O'ROURKE

Certified Financial Planner

CHARLOTTE, NC | Pooler, GA

ALISHIA AREZOU DUBOIS

Certified Financial Planner

Glen Allen, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FAW, TAYLOR, CHAPMAN

CHIEF COMPLIANCE OFFICER

yes

01/2021

Jan 5, 2021

Sep 9, 2024

HUNEYCUTT, ZACHARY, DANIEL

CHIEF INVESTMENT OFFICER

yes

01/2024

Jan 17, 2024

Sep 9, 2024

KERNODLE, JOHN, CHARLES

President

yes

02/2005

Feb 29, 2012

Sep 9, 2024

City

State

Country

Employees

Also broker-dealer

Statesville

United States

Washington

United States

Burlington

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$805M

$790M

n/a

2024

Mar 4, 2025

$456M

$442M

n/a

2023

Mar 11, 2024

$391M

$379M

n/a

2022

Mar 10, 2023

$343M

$334M

n/a

2021

Mar 23, 2022

$368M

$358M

n/a

2020

Mar 23, 2021

$298M

n/a

2019

Mar 18, 2020

$269M

n/a

2018

Mar 29, 2019

$213M

n/a

2017

Feb 6, 2018

$240M

n/a

2016

Mar 13, 2017

$202M

n/a

2015

Mar 28, 2016

$178M

n/a

2011

Feb 29, 2012

$44.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$805M

$456M

76.6%

$343M

32.9%