DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strathmore Capital Advisors
Legal name Strathmore Capital Advisors, Inc.
Latest filing Sep 10, 2026
First filing on the tape Feb 29, 2012 · 37 filings
SEC status approved since Jan 4, 2016
RAUM
$805M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
96%
$770M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$73.2M
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$805M as of Mar 26, 2026
Feb 29, 2012$44.5M then
HNW client RAUM$663M as of Mar 26, 2026
Feb 6, 2018$188M then
State-registered IARs (5.B.3)11 as of Mar 26, 2026
Feb 29, 20120 then
Employees (5.A)17 as of Mar 26, 2026
Mar 28, 20167 then
Private funds: no history
RAUM +77% over the last fiscal year+33% a year over threeIARs 6 to 11offices 3 to 7
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $73.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $505,041derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.4derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +77%derivedbetween the last two annual amendments
- Advisor growth, one year
- +83%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +75%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $156M, 149 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$663M82%
- Individuals$107M13%
- Corporations and businesses$18.3M2.3%
- Charitable organizations$9.0M1.1%
- Pension and profit-sharing plans$7.6M0.9%
- Individual clients
- 256reported
- HNW clients
- 237reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,594reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $156M for 149 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Gray Kernodle | Charlotte, Nc | Mar 5, 2009 | 17 y | 0 |
| John Charles Kernodle | Charlotte, Nc | Feb 2, 2010 | 21 y | 0 |
| Robert Davis Kernodle | Charlotte, Nc | Mar 22, 2011 | 15 y | 0 |
| Edward Max StromanCertified Financial Planner | Charlotte, Nc | Feb 27, 2015 | 11 y | 0 |
| Zachary Daniel Huneycutt | Charlotte, Nc | Feb 6, 2024 | 10 y | 0 |
| Robin Anne Mitler | Chapel Hill, Nc | Jun 18, 2025 | 19 y | 3 |
| David Lawrence StrausChartered Financial Analyst | Bethesda, Md | Jun 23, 2025 | 32 y | 3 |
| Jennifer Helton LuzzattoCertified Financial Planner, Chartered Financial Analyst | Glen Allen, Va | Nov 6, 2025 | 27 y | 1 |
| Julia Marie Martinelli | Charlotte, Nc | Feb 24, 2026 | 13 y | 0 |
| Daniel James O'RourkeCertified Financial Planner | Charlotte, Nc | Mar 6, 2026 | 22 y | 2 |
| Alishia Arezou DuboisCertified Financial Planner | Glen Allen, Va | Aug 23, 2026 | 13 y | 2 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Alishia Arezou Dubois from Modera Wealth Management, LLCAug 23, 2026 · RIA to RIA
- Daniel James O'Rourke from LPL Financial LLCMar 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jennifer Helton Luzzatto from Summit Financial Partners, Inc.Nov 6, 2025 · RIA to RIA
- David Lawrence Straus from New Potomac Partners LLCJun 23, 2025 · RIA to RIA
- Robin Anne Mitler from New Potomac Partners LLCJun 18, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Chapman Taylor Faw · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- Daniel Zachary Huneycutt · Chief Investment Officercontrolsince 01/2024 · owns less than 5%
- Charles John Kernodle · Presidentcontrolsince 02/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 7 | 2 | 0 | ||
| Glen Allen, Va | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Statesville, NC2 employees
- Burlington, NC1 employees
- Washington, DC1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 26, 2026accounts (Item 5.F.2.f) moved from 935.0 to 1,594.0 (+70.0%) between the annual amendments of 2025-03-04 and 2026-03-26; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 96% percentile
- advisor count surgeChange between filings · filing Mar 26, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 11.0 (+83.0%) between the annual amendments of 2025-03-04 and 2026-03-26; the peer median change was 0.0% (795 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 100% percentile
- client count surgeChange between filings · filing Mar 26, 2026individual and HNW clients (Item 5.D) moved from 282.0 to 493.0 (+75.0%) between the annual amendments of 2025-03-04 and 2026-03-26; the peer median change was +5.0% (1216 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 98% percentile
- office count surgeChange between filings · filing Mar 26, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 7.0 (+133.0%) between the annual amendments of 2025-03-04 and 2026-03-26; the peer median change was 0.0% (233 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $455,911,264 to $805,034,607 (+77.0%) between the annual amendments of 2025-03-04 and 2026-03-26; the peer median change was +16.0% (1386 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 97% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 26, 2026 to Sep 10, 2026
- Related adviser · false to unsetMar 26, 2026 to Sep 10, 2026
- Related bank · false to unsetMar 26, 2026 to Sep 10, 2026
- Related broker-dealer · false to unsetMar 26, 2026 to Sep 10, 2026
- Related insurance company · false to unsetMar 26, 2026 to Sep 10, 2026
- Succession · false to unsetMar 26, 2026 to Sep 10, 2026
- Accounts · 935 to 1,594Oct 30, 2025 to Mar 26, 2026
- Advisory employees · 6 to 11Oct 30, 2025 to Mar 26, 2026
- Advisory activities · 2 to 3Oct 30, 2025 to Mar 26, 2026
- Corporate clients · 6 to 8Oct 30, 2025 to Mar 26, 2026
- HNW clients · 146 to 237Oct 30, 2025 to Mar 26, 2026
- Individual clients · 136 to 256Oct 30, 2025 to Mar 26, 2026
- Assets in custody · $146M to $156MOct 30, 2025 to Mar 26, 2026
- Employees · 9 to 17Oct 30, 2025 to Mar 26, 2026
- State-registered IARs · 6 to 11Oct 30, 2025 to Mar 26, 2026
- Other offices · 3 to 7Oct 30, 2025 to Mar 26, 2026
- Discretionary RAUM · $442M to $790MOct 30, 2025 to Mar 26, 2026
- HNW RAUM · $375M to $663MOct 30, 2025 to Mar 26, 2026
- Individual RAUM · $53.6M to $107MOct 30, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $13.7M to $15.2MOct 30, 2025 to Mar 26, 2026
- Pension RAUM · $7.4M to $7.6MOct 30, 2025 to Mar 26, 2026
- RAUM · $456M to $805MOct 30, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 101-250May 13, 2025 to Jul 21, 2025
- Accounts · 866 to 935Sep 9, 2024 to Mar 4, 2025
- Advisory employees · 5 to 6Sep 9, 2024 to Mar 4, 2025
- Corporate clients · 5 to 6Sep 9, 2024 to Mar 4, 2025
- HNW clients · 135 to 146Sep 9, 2024 to Mar 4, 2025
- Individual clients · 138 to 136Sep 9, 2024 to Mar 4, 2025
- Assets in custody · $111M to $146MSep 9, 2024 to Mar 4, 2025
- Employees · 8 to 9Sep 9, 2024 to Mar 4, 2025
- Financial planning clients · 26-50 to 101-250Sep 9, 2024 to Mar 4, 2025
- State-registered IARs · 5 to 6Sep 9, 2024 to Mar 4, 2025
- Discretionary RAUM · $379M to $442MSep 9, 2024 to Mar 4, 2025
- HNW RAUM · $303M to $375MSep 9, 2024 to Mar 4, 2025
- Individual RAUM · $67.5M to $53.6MSep 9, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $11.7M to $13.7MSep 9, 2024 to Mar 4, 2025
- Pension RAUM · $6.8M to $7.4MSep 9, 2024 to Mar 4, 2025
- RAUM · $391M to $456MSep 9, 2024 to Mar 4, 2025
- Accounts · 803 to 866Jan 17, 2024 to Mar 11, 2024
- Advisory employees · 4 to 5Jan 17, 2024 to Mar 11, 2024
Signals
4 dated events
- Strathmore Capital Advisors reported RAUM $805.0M, up 77% from $455.9M (2025-10-30 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Daniel Zachary Huneycutt (Chief Investment Officer) appeared on Schedule A of Strathmore Capital AdvisorsJan 17, 2024 · Control person joined · fact
- Chapman Taylor Faw (Chief Compliance Officer) appeared on Schedule A of Strathmore Capital AdvisorsJan 5, 2021 · Control person joined · fact
- Strathmore Capital Advisors filed its initial SEC registration (Form ADV)Nov 23, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 202-235-1558reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 240-253-4280reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 336-395-8297reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/strathmore-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- summitfp.orgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 704-364-4241reportedpublic record, Form ADV, Sep 10, 2026
- Contact form
- strathmorecapadv.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- strathmorecapadv.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026