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Advisor at THE PRIVATE FAMILY ADVISORS, LLC
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE PRIVATE FAMILY ADVISORS, LLC | State registered | Feb 18, 2021 | n/a | yes | ST. LOUIS, MO | Current employment |
| ARGENT CAPITAL MANAGEMENT LLC | Independent wealth | Jun 25, 2015 | Aug 2, 2021 | no | CLAYTON, MO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 9, 2006 | Jun 9, 2008 | no | CLAYTON, MO|Clayton, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 25, 1998 | Jun 3, 2005 | no | CHESTERFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARGENT CAPITAL MANAGEMENT LLC | THE PRIVATE FAMILY ADVISORS, LLC | Aug 2, 2021 | Feb 18, 2021 | -165 | Firm change after gap | RIA to state RIA |
| CHARLES SCHWAB & CO., INC. | ARGENT CAPITAL MANAGEMENT LLC | Jun 9, 2008 | Jun 25, 2015 | 2,572 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHARLES SCHWAB & CO., INC. | Jun 3, 2005 | Jan 9, 2006 | 220 | Firm change | Ibd to ibd |