DFX Intelligence

C•••••••• L••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C•••••••• L••• D•••

Advisor at S•••••••• F•••••••• A•••••••• L••

PENSACOLA, FL

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Search this name across graphsid dfx:ria:7d09cb36-4953-6781-3209-02a0dd9f03b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• A•••••••• L••	Independent wealth	Sep 27, 2013	n/a	yes	PENSACOLA, FL	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Nov 8, 2006	Aug 14, 2013	no	PONTE VEDRA BEACH, FL\|OCALA, FL\|PENSACOLA, FL\|GAINESVILLE, FL\|JACKSONVILLE, FL\|TALLAHASSEE, FL\|PANAMA CITY, FL\|PENSACOLA, FL\|TALLAHASSEE, FL\|OCALA, FL\|GAINESVILLE, FL\|JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	S•••••••• F•••••••• A•••••••• L••	Aug 14, 2013	Sep 27, 2013	44	Firm change	Other
C•••••• S••••• • C••• I•••	S••••••• I••••••••• S•••••••• I•••	Feb 21, 2006	Nov 8, 2006

Relationships

Registered with (3)

→ S•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 27, 2013 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2006 to Aug 14, 2013factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 10, 2003 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d09cb36-4953-6781-3209-02a0dd9f03b4
First observed: Feb 10, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.