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CRD 132248
PENSACOLA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GEORGE MAYHEW PEADEN | n/a | PENSACOLA, FL | 21 | 25 | n/a | no |
| CHRISTINA LYNN DOSS | n/a | PENSACOLA, FL | 12 | 32 | 2 | no |
| Michael Christopher Hall | Certified Financial Planner | PENSACOLA, FL | 2 | 24 | 8 | no |
| MARK HUNTER HEMBY | Chartered Financial Analyst | PENSACOLA, FL | 1 | 16 | n/a | no |
| Pierce Alan Broscious | n/a | PENSACOLA, FL | 1 | 12 | n/a | no |
| Sarah Katherine Horne | Certified Financial Planner | PENSACOLA, FL | 1 | 14 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PEADEN, GEORGE, MAYHEW | CHIEF COMPLIANCE OFFICER & OPERATIONS MANAGER | Na | yes | 01/2005 | Mar 1, 2012 | Jul 19, 2024 |
| BELL, BENJAMIN, LEE | Member | B | no | 01/2005 | Mar 1, 2012 | Jul 19, 2024 |
| COX, SUZANNE, LYNN-BACH | Member | B | no | 01/2020 | Mar 13, 2021 | Jul 19, 2024 |
| GUND, CHARLES, FREDERICK | Member | B | no | 07/2004 | Mar 1, 2012 | Jul 19, 2024 |
| LISTER, JOHNNY, DAVID | Member | B | no | 01/2005 | Mar 1, 2012 | Jul 19, 2024 |
| MASSEY, WILLIAM, DAVID | Member | B | no | 07/2004 | Mar 1, 2012 | Jul 19, 2024 |
| REYES, STEPHEN, REY | Member | B | no | 01/2018 | Mar 25, 2019 | Jul 19, 2024 |
| RIEHLE, FRANCIS, MICHAEL | Member | B | no | 01/2019 | Mar 24, 2022 | Jul 19, 2024 |
| SCHARF, GLENN, ADAM | Member | B | no | 01/2006 | Mar 1, 2012 | Jul 19, 2024 |
| STOGNIEW, KRISTEN, JOELLE | Member | B | no | 01/2016 | Mar 27, 2017 | Jul 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SALTMARSH, CLEAVELAND & GUND, PA | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tampa | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 19, 2026 | $357M | $357M | 6 | 6 | 1 | n/a | n/a |
| 2024 | Mar 3, 2025 | $318M | $318M | 7 | 7 | 1 | n/a | n/a |
| 2023 | Mar 6, 2024 | $279M | $279M | 6 | 6 | 1 | n/a | n/a |
| 2022 | Mar 13, 2023 | $247M | $247M | 6 | 6 | 1 | n/a | n/a |
| 2021 | Mar 24, 2022 | $244M | $244M | 6 | 6 | 1 | n/a | n/a |
| 2020 | Mar 13, 2021 | $229M | $229M | 5 | 5 | 1 | n/a | n/a |
| 2019 | Mar 19, 2020 | $211M | $211M | 6 | 6 | 2 | n/a | n/a |
| 2018 | Mar 25, 2019 | $150M | $150M | 5 | 4 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $158M | $158M | 5 | 5 | 1 | n/a | n/a |
| 2011 | Mar 1, 2012 | $54.6M | $47.1M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 16.7% | 0 | 1 | 0 | 2 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $357M | $318M | 12.0% | $247M | 13.0% | 6 | 7 | 1 | 1 |