DFX Intelligence

J•••••• A•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J•••••• A•••••• L••••••

Advisor at F••••••• S••••••••• I•••

NEWPORT BEACH, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:7d116abe-1556-0ebb-f529-32bc97b876d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 17, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• S••••••••• I•••	Independent wealth	Aug 17, 2026	n/a	yes	NEWPORT BEACH, CA\|NEW YORK, NY	Current employment
C••• P•••••••	Independent wealth	May 11, 2023	Jul 7, 2026	no	OFALLON, MO\|Berryville, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• P•••••••	F••••••• S••••••••• I•••	Jul 7, 2026	Aug 17, 2026	41	Firm change	RIA to RIA
W••••••••• A••••••• P••••••• L••	C••• P•••••••	Apr 19, 2023	May 11, 2023

Relationships

Registered with (3)

→ F••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ C••• P•••••••Registered adviserregistration: previous registration
May 11, 2023 to Jul 7, 2026factForm ADV
→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Dec 17, 2020 to Apr 19, 2023factForm ADV

Dated events

Occurred
Jul 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d116abe-1556-0ebb-f529-32bc97b876d6
First observed: Dec 17, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.