This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Oct 24, 2017

First registration

Oct 30, 2017

Dual registered

yes, broker-dealer

Other names

CLEMENT C SPROUT|Clement Sprout|CLEMENT CLIVE SPROUT

IAPD individual key

5389704

• Occurred

  Jan 21, 2023
  Advisor changed firm

  Clement Sprout left J.P. Morgan Securities Llc for Rockefeller Capital Management (registered 2023-02-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7d2492b3-f2ca-2fef-0da1-b9b13a2a1be9

First observed

Oct 30, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.