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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Mohammed Safieddine Ayala

Advisor at LPL FINANCIAL LLC

LONG BEACH, CA | SAN PEDRO, CA

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Search this name across graphsid dfx:ria:7d3340cf-3632-e0b3-57d9-9aa0dd1ea879

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 21, 1999
First registration: Feb 2, 2005
Dual registered: yes, broker-dealer
Other names: Mohammed Hassan Safifddine|Mohammed Safieddine|Moe Ayala|Mohammed Safieddine Ayala|Mohammed Ayala
IAPD individual key: 3095670

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	SAN PEDRO, CA\|LONG BEACH, CA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jul 22, 2022	May 15, 2025	no	SAN DIEGO, CA\|Long Beach, CA\|Long Beach, CA\|San Pedro, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Mar 15, 2019	Jul 28, 2022	no	Los Angeles, CA\|Hollywood, CA\|Los Angeles, CA\|Los Angeles, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 16, 2018	Mar 19, 2019	no	DOWNEY, CA\|LOS ANGELES, CA\|SANTA MONICA, CA\|Downey, CA\|FORT MILL, SC\|SANTA MONICA, CA\|LOS ANGELES, CA\|CARSON, CA\|LONG BEACH, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 23, 2011	Jan 16, 2018	no	PASADENA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 4, 2009	Aug 17, 2011	no	EL SEGUNDO, CA\|EL SEGUNDO, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 26, 2006	Oct 16, 2009	no	AVALON, CA\|TORRANCE, CA\|REDONDO BEACH, CA\|GARDENA, CA\|MANHATTAN BEACH, CA\|LOMITA, CA\|SAN PEDRO, CA\|SAN PEDRO, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Feb 2, 2005	Jul 25, 2006	no	CARSON, CA\|LONG BEACH, CA\|NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	CUSO FINANCIAL SERVICES, L.P.	Jul 28, 2022	Jul 22, 2022	-6	Firm change	Ibd to ibd
LPL FINANCIAL LLC	U.S. BANCORP INVESTMENTS, INC.	Mar 19, 2019	Mar 15, 2019	-4	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jan 16, 2018	Jan 16, 2018	0	Firm change	Wirehouse to RIA
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 17, 2011	Aug 23, 2011	6	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	Oct 16, 2009	Nov 4, 2009	19	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	Jul 25, 2006	Sep 26, 2006	63	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 16, 2018 to Mar 19, 2019factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jul 22, 2022 to May 15, 2025factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 15, 2019 to Jul 28, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 23, 2011 to Jan 16, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 4, 2009 to Aug 17, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 2, 2005 to Jul 25, 2006factForm ADV

Dated events

Occurred
Jul 28, 2022
Advisor changed firm
Mohammed Safieddine Ayala left U.S. Bancorp Investments, Inc. for Cuso Financial Services, L.P. (registered 2022-07-22)
Form ADVobserved 5 days ago