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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

AMUNDI INVESTMENTS USA, LLC

CRD 157317

NEW YORK, NY

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Search this name across graphsid dfx:ria:7d34e24c-4fb8-96ec-c1c6-10d891163f21

Data as of Jun 3, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2012 to Jun 3, 2014
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $869MItem 5.F on the latest filing (2014-06-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $385M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 4
Accounts: 6
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $32.4Mgross asset value as reported per fund; never fund size
SEC number: 801-72274
CRD: 157317
Filings on the tape: 15
First filed: Mar 12, 2012
Latest filed: Jun 3, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DIVERSIFICATION FUND LIMITED	Hedge Fund	$1.7B	Oct 5, 2012	71	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF MINTAKA SERIES	Hedge Fund	$596M	Oct 5, 2012	16	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF MACQUARIE SERIES	Hedge Fund	$443M	Oct 5, 2012	50	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF GLOBAL FUTURES PORTFOLIO II	Hedge Fund	$222M	Oct 5, 2012	32	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF PLEIONE SERIES	Hedge Fund	$124M	Oct 5, 2012	16	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF CRABEL CTA III SERIES	Hedge Fund	$83.3M	Oct 5, 2012	20	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF TEGMINE SERIES	Hedge Fund	$57.3M	Oct 5, 2012	1	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF SEG EQUITY LONG SHORT SERIES	Hedge Fund	$52.6M	Oct 5, 2012	11	Mar 12, 2012	dropped	n/a
GREEN WAY SELECT - THE MACRO FUND	Hedge Fund	$52.5M	Oct 5, 2012	10	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF THESSALUS SERIES	Hedge Fund	$48.6M	Oct 5, 2012	14	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF PINEBANK SERIES	Hedge Fund	$30.8M	Oct 5, 2012	14	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF BEACH POINT DS SERIES	Hedge Fund	$30.7M	Oct 5, 2012	14	Mar 12, 2012	dropped	n/a
DIVERSIFICATION FUND LLC	Hedge Fund	$28.5M	Oct 5, 2012	1	Mar 12, 2012	dropped	021-129762
INSTITUTIONAL BENCHMARKS (MASTER FEEDER) LIMITED IN RESPECT OF ADVENT CA SERIES	Hedge Fund	$28.2M	Oct 5, 2012	13	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF TELEOS SERIES	Hedge Fund	$26.7M	Oct 5, 2012	9	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF BAKRAM SERIES	Hedge Fund	$19.6M	Oct 5, 2012	7	Mar 12, 2012	dropped	n/a
INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF GRAHAM K4D CTA SERIES	Hedge Fund	$14.0M	Oct 5, 2012	2	Mar 12, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Amundi	Shareholder	E	yes	07/2011	Mar 12, 2012	Jun 3, 2014
AMUNDI GROUP	Shareholder	E	yes	11/1978	Mar 12, 2012	Jun 3, 2014
AMUNDI USA, INC.	Shareholder	E	yes	07/2011	Apr 5, 2012	Jun 3, 2014
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	Shareholder	E	yes	11/1978	Apr 5, 2012	Jun 3, 2014
PAGNI, PATRICK, ROBERT	CHIEF EXECUTIVE OFFICER	Na	yes	04/2012	Apr 5, 2012	Jun 3, 2014
PEARSE, MARY, ITA	CHIEF FINANCIAL OFFICER	Na	yes	04/2011	Mar 12, 2012	Jun 3, 2014
SAS RUE LA BOETIE	Shareholder	D	yes	09/2006	Mar 12, 2012	Jun 3, 2014
SOCIETE GENERALE	Shareholder	C	yes	01/2010	Apr 5, 2012	Jun 3, 2014
PRINCI, JULIEN, THOMAS ALEXANDRE	CHIEF COMPLIANCE OFFICER	Na	no	08/2013	Sep 6, 2013	Jun 3, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMUNDI JAPAN LTD.	n/a	Former SEC adviser	$40B	N	yes	n/a
AMUNDI SMITH BREEDEN LLC	n/a	Former SEC adviser	$14B	Y	yes	Nc
Amundi	n/a	n/a	n/a	Y	yes	n/a
AMUNDI (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
AMUNDI ALTERNATIVE INVESTMENTS IRELAND LTD.	n/a	n/a	n/a	N	yes	n/a
AMUNDI ALTERNATIVE INVESTMENTS SAS	n/a	n/a	n/a	N	yes	n/a
AMUNDI ALTERNATIVE INVESTMENTS SAS (LONDON BRANCH)	n/a	n/a	n/a	N	yes	n/a
AMUNDI DISTRIBUTORS USA, LLC	n/a	n/a	n/a	N	yes	n/a
AMUNDI LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
NEWEDGE USA, LLC	n/a	n/a	n/a	N	yes	IL

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Durham	Nc	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014	$869M	$385M	9	4	n/a	1	$32.4M
2012	Feb 6, 2013	$355M	$355M	20	10	n/a	1	$97.6M
2011	Mar 12, 2012	$3.9B	$3.9B	n/a	n/a	n/a	17	$3.6B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$869M	$355M	144.6%	n/a	n/a	9	20	n/a	n/a

Relationships

Affiliated with (3)

→ AMUNDI JAPAN LTD.Registered adviserother investment adviser, common control
factForm ADV
→ AMUNDI SMITH BREEDEN LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← AMUNDI INVESTMENT ADVISORS USA LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← PAGNI, PATRICK, ROBERTOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Apr 5, 2012 to presentfactForm ADV
← PEARSE, MARY, ITAOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 12, 2012 to presentfactForm ADV
← AMUNDIOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 12, 2012 to presentfactForm ADV
← AMUNDI USA, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Apr 5, 2012 to presentfactForm ADV
← CREDIT AGRICOLE ASSET MANAGEMENT S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Apr 5, 2012 to presentfactForm ADV
← SAS RUE LA BOETIEOwnerSHAREHOLDER, ownership code D, foreign entity
Mar 12, 2012 to presentfactForm ADV
← SOCIETE GENERALEOwnerSHAREHOLDER, ownership code C, foreign entity
Apr 5, 2012 to presentfactForm ADV

Owns (1)

← PRINCI, JULIEN, THOMAS ALEXANDREOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 6, 2013 to presentfactForm ADV

Advises (17)

→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF SEG EQUITY LONG SHORT SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF CRABEL CTA III SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF GRAHAM K4D CTA SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF PLEIONE SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF BEACH POINT DS SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF TELEOS SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF MACQUARIE SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ DIVERSIFICATION FUND LLCPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF GLOBAL FUTURES PORTFOLIO IIPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ DIVERSIFICATION FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF BAKRAM SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS (MASTER FEEDER) LIMITED IN RESPECT OF ADVENT CA SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF MINTAKA SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF THESSALUS SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LIMITED IN RESPECT OF PINEBANK SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ GREEN WAY SELECT - THE MACRO FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV
→ INSTITUTIONAL BENCHMARKS SERIES (MASTER FEEDER) LTD IN RESPECT OF TEGMINE SERIESPrivate fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Oct 5, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d34e24c-4fb8-96ec-c1c6-10d891163f21
First observed: Mar 12, 2012
Last observed: Jun 3, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.