DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

AMUNDI SMITH BREEDEN LLC

CRD 169589

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:398ba995-ae77-274d-6f2f-a2c80bd2f215

Data as of Jul 28, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2013 to Jul 28, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $14BItem 5.F on the latest filing (2017-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 75
Advisory employees: 27
Accounts: 50
Private funds: 8Schedule D 7.B(1)
Private fund GAV: $608Mgross asset value as reported per fund; never fund size
Custody, client assets: $231M
SEC number: 801-78776
CRD: 169589
Filings on the tape: 12
First filed: Oct 30, 2013
Latest filed: Jul 28, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AMUNDI VOLATILITY WORLD EQUITY, LLC	Hedge Fund	$43.8M	Mar 31, 2016	10	Mar 30, 2012	dropped	021-201435
PINE MOUNTAIN CDO LTD	Securitized Asset Fund	$32.0M	Mar 31, 2016	1	Apr 2, 2012	dropped	n/a
PINE MOUNTAIN CDO II LTD	Securitized Asset Fund	$10.3M	Mar 31, 2016	1	Apr 2, 2012	dropped	n/a
PINE MOUNTAIN CDO III LTD	Securitized Asset Fund	$1.9M	Mar 31, 2016	1	Apr 2, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADLER, DANIEL, ROTHSCHILD	EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP	Na	yes	01/2009	Oct 30, 2013	Jul 28, 2017
Amundi	Shareholder	E	yes	11/1978	Dec 7, 2015	Jul 28, 2017
AMUNDI ASSET MANAGEMENT	Shareholder	E	yes	01/2008	Dec 7, 2015	Jul 28, 2017
AMUNDI USA, INC.	Member	E	yes	09/2013	Oct 30, 2013	Jul 28, 2017
ARGANBRIGHT, AMY, CAROL	EXECUTIVE VICE PRESIDENT/DIRECTOR OF OPERATIONS	Na	yes	01/2006	Oct 30, 2013	Jul 28, 2017
BLANC, PATRICE, ETIENNE	CHIEF OPERATING OFFICER/DIRECTOR	Na	yes	12/2015	Mar 30, 2016	Jul 28, 2017
BLANQUE, PASCAL, MAURICE	Director	Na	yes	10/2013	Oct 30, 2013	Jul 28, 2017
Couasse, Dominique, Luc	MANAGING DIRECTOR/CHIEF OF STAFF	Na	yes	02/2017	Mar 31, 2017	Jul 28, 2017
CREDIT AGRICOLE SA	Shareholder	D	yes	11/1978	Oct 30, 2013	Jul 28, 2017
DE WIT, BERNARD, HENRI	Director	Na	yes	10/2013	Oct 30, 2013	Jul 28, 2017
EASON, STEPHEN, ALCUIN	DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT	Na	yes	04/1988	Oct 30, 2013	Jul 28, 2017
Garreau, Philippe	MANAGING DIRECTOR/CHIEF RISK OFFICER	Na	yes	02/2017	Mar 31, 2017	Jul 28, 2017
GRADASCEVIC, SUSAN, MARIE	MANAGING DIRECTOR/CHIEF MARKETING OFFICER	Na	yes	02/2016	Mar 30, 2016	Jul 28, 2017
HARMELINK, AIMEE, KATHRYN	MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY	Na	yes	04/2012	Oct 30, 2013	Jul 28, 2017
HOLLINGSWORTH, JENNIFER, PENAFIEL	MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY	Na	yes	12/2010	Oct 30, 2013	Jul 28, 2017
JONES, LISA	CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR	Na	yes	07/2017	Jul 28, 2017	Jul 28, 2017
PAGNI, PATRICK, ROBERT	Director	Na	yes	10/2013	Jan 9, 2014	Jul 28, 2017
SAS RUE LA BOETIE	Shareholder	D	yes	11/2001	Oct 30, 2013	Jul 28, 2017
SPROW, JOHN, BARKER	EXECUTIVE VICE PRESIDENT/SENIOR INVESTMENT PROFESSIONAL	Na	yes	01/2009	Oct 30, 2013	Jul 28, 2017
TAUBES, KENNETH, JAMES	CHIEF INVESTMENT OFFICER/DIRECTOR	Na	yes	07/2017	Jul 28, 2017	Jul 28, 2017
CHARTREUSE ACRES LLC	INCENTIVE PLAN	Na	no	01/2015	Mar 31, 2015	Jul 28, 2017
DEKTAR, DANIEL, CLIFFORD	MANAGING DIRECTOR	Na	no	08/1987	Oct 30, 2013	Jul 28, 2017
DUENSING, JONATHAN, MICHAEL	MANAGING DIRECTOR	Na	no	10/2013	Oct 30, 2013	Jul 28, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SBI FUNDS MANAGEMENT PRIVATE LIMITED	n/a	Institutional manager	$220B	N	yes	n/a
AMUNDI PIONEER ASSET MANAGEMENT, INC.	n/a	Former SEC adviser	$120B	N	yes	n/a
AMUNDI JAPAN LTD.	n/a	Former SEC adviser	$40B	N	yes	n/a
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	n/a	Former SEC adviser	$18B	N	yes	n/a
DOLAN MCENIRY CAPITAL MANAGEMENT LLC	n/a	Other adviser	$14B	N	yes	n/a
KBI GLOBAL INVESTORS (NORTH AMERICA) LTD	n/a	Other adviser	$1.7B	N	yes	n/a
TOBAM S.A.S.	n/a	Asset manager	$1.1B	N	yes	n/a
Amundi	n/a	n/a	n/a	Y	yes	n/a
AMUNDI HONG KONG LTD	n/a	n/a	n/a	N	yes	n/a
AMUNDI (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
AMUNDI ALTERNATIVE INVESTMENTS IRELAND LTD.	n/a	n/a	n/a	N	yes	n/a
AMUNDI ALTERNATIVE INVESTMENTS SAS	n/a	n/a	n/a	N	yes	n/a
AMUNDI ASSET MANAGEMENT	n/a	n/a	n/a	Y	yes	n/a
AMUNDI AUSTRIA GMBH	n/a	n/a	n/a	N	yes	n/a
AMUNDI CANADA INC.	n/a	n/a	n/a	N	yes	n/a
AMUNDI DISTRIBUTORS USA, LLC	n/a	n/a	n/a	N	yes	n/a
AMUNDI INTERMEDIATION	n/a	n/a	n/a	N	yes	n/a
AMUNDI LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
AMUNDI PIONEER DISTRIBUTOR, INC.	n/a	n/a	n/a	N	yes	n/a
AMUNDI SINGAPORE LIMITED	n/a	n/a	n/a	N	yes	n/a
AMUNDI SUISSE SA	n/a	n/a	n/a	N	yes	n/a
BFT GESTION	n/a	n/a	n/a	N	yes	n/a
CA INDOSUEZ GESTION	n/a	n/a	n/a	N	yes	n/a
CA INDOSUEZ PRIVATE BANKING	n/a	n/a	n/a	N	yes	n/a
CACEIS BANK LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
CACEIS S.A.	n/a	n/a	n/a	N	yes	n/a
CPR ASSET MANAGEMENT	n/a	n/a	n/a	N	yes	n/a
CREDIT AGRICOLE ASSURANCES	n/a	n/a	n/a	N	yes	n/a
CREDIT AGRICOLE CIB	n/a	n/a	n/a	N	yes	n/a
CREDIT AGRICOLE SA	n/a	n/a	n/a	Y	yes	n/a
CREDIT AGRICOLE SECURITIES (USA) INC.	n/a	n/a	n/a	N	yes	n/a
ETOILE GESTION	n/a	n/a	n/a	N	yes	n/a
KBI GLOBAL INVESTORS LTD	n/a	n/a	n/a	N	yes	n/a
PREDICA S.A.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$14B	$14B	75	27	n/a	8	$608M
2015	Mar 30, 2016	$12B	$12B	80	28	n/a	12	$721M
2014	Mar 31, 2015	$11B	$11B	89	29	n/a	12	$721M
2013	Mar 31, 2014	$9.8B	$9.8B	66	21	n/a	11	$593M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$14B	$12B	23.2%	$9.8B	13.9%	75	80	n/a	n/a

Relationships

Affiliated with (9)

→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserother investment adviser, common control
factForm ADV
→ DOLAN MCENIRY CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AMUNDI JAPAN LTD.Registered adviserother investment adviser, common control
factForm ADV
→ KBI GLOBAL INVESTORS (NORTH AMERICA) LTDRegistered adviserother investment adviser, common control
factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ SBI FUNDS MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ TOBAMRegistered adviserother investment adviser, common control
factForm ADV
← AMUNDI JAPAN LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← AMUNDI INVESTMENTS USA, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (20)

← EASON, STEPHEN, ALCUINOwnerDIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← JONES, LISAOwnerCHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR, ownership code NA, individual
Jul 28, 2017 to presentfactForm ADV
← SPROW, JOHN, BARKEROwnerEXECUTIVE VICE PRESIDENT/SENIOR INVESTMENT PROFESSIONAL, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← BLANC, PATRICE, ETIENNEOwnerCHIEF OPERATING OFFICER/DIRECTOR, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← ADLER, DANIEL, ROTHSCHILDOwnerEXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← TAUBES, KENNETH, JAMESOwnerCHIEF INVESTMENT OFFICER/DIRECTOR, ownership code NA, individual
Jul 28, 2017 to presentfactForm ADV
← PAGNI, PATRICK, ROBERTOwnerDIRECTOR, ownership code NA, individual
Jan 9, 2014 to presentfactForm ADV
← ARGANBRIGHT, AMY, CAROLOwnerEXECUTIVE VICE PRESIDENT/DIRECTOR OF OPERATIONS, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← HOLLINGSWORTH, JENNIFER, PENAFIELOwnerMANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← BLANQUE, PASCAL, MAURICEOwnerDIRECTOR, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← HARMELINK, AIMEE, KATHRYNOwnerMANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← DE WIT, BERNARD, HENRIOwnerDIRECTOR, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← GRADASCEVIC, SUSAN, MARIEOwnerMANAGING DIRECTOR/CHIEF MARKETING OFFICER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← Garreau, PhilippeOwnerMANAGING DIRECTOR/CHIEF RISK OFFICER, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← Couasse, Dominique, LucOwnerMANAGING DIRECTOR/CHIEF OF STAFF, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← AMUNDIOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 7, 2015 to presentfactForm ADV
← AMUNDI ASSET MANAGEMENTOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 7, 2015 to presentfactForm ADV
← AMUNDI USA, INC.OwnerMEMBER, ownership code E, domestic entity
Oct 30, 2013 to presentfactForm ADV
← CREDIT AGRICOLE SAOwnerSHAREHOLDER, ownership code D, foreign entity
Oct 30, 2013 to presentfactForm ADV
← SAS RUE LA BOETIEOwnerSHAREHOLDER, ownership code D, foreign entity
Oct 30, 2013 to presentfactForm ADV

Owns (3)

← DEKTAR, DANIEL, CLIFFORDOwnerMANAGING DIRECTOR, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← DUENSING, JONATHAN, MICHAELOwnerMANAGING DIRECTOR, ownership code NA, individual
Oct 30, 2013 to presentfactForm ADV
← CHARTREUSE ACRES LLCOwnerINCENTIVE PLAN, ownership code NA, domestic entity
Mar 31, 2015 to presentfactForm ADV

Advises (4)

→ PINE MOUNTAIN CDO LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Apr 2, 2012 to Mar 31, 2016factForm ADV
→ PINE MOUNTAIN CDO III LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Apr 2, 2012 to Mar 31, 2016factForm ADV
→ AMUNDI VOLATILITY WORLD EQUITY, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 31, 2016factForm ADV
→ PINE MOUNTAIN CDO II LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Apr 2, 2012 to Mar 31, 2016factForm ADV

Dated events

Occurred
Oct 30, 2013
Succession filed (Item 4)
Amundi Smith Breeden Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Oct 30, 2013
First Form ADV filing
Amundi Smith Breeden Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:398ba995-ae77-274d-6f2f-a2c80bd2f215
First observed: Oct 30, 2013
Last observed: Jul 28, 2017 111 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMUNDI SMITH BREEDEN LLC

CRD 169589

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:398ba995-ae77-274d-6f2f-a2c80bd2f215

Data as of Jul 28, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AMUNDI VOLATILITY WORLD EQUITY, LLC

Hedge Fund

$43.8M

Mar 31, 2016

Mar 30, 2012

dropped

021-201435

PINE MOUNTAIN CDO LTD

Securitized Asset Fund

$32.0M

Mar 31, 2016

Apr 2, 2012

dropped

n/a

PINE MOUNTAIN CDO II LTD

Securitized Asset Fund

$10.3M

Mar 31, 2016

Apr 2, 2012

dropped

n/a

PINE MOUNTAIN CDO III LTD

Securitized Asset Fund

$1.9M

Mar 31, 2016

Apr 2, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADLER, DANIEL, ROTHSCHILD

EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP

yes

01/2009

Oct 30, 2013

Jul 28, 2017

Amundi

Shareholder

yes

11/1978

Dec 7, 2015

Jul 28, 2017

AMUNDI ASSET MANAGEMENT

Shareholder

yes

01/2008

Dec 7, 2015

Jul 28, 2017

AMUNDI USA, INC.

Member

yes

09/2013

Oct 30, 2013

Jul 28, 2017

ARGANBRIGHT, AMY, CAROL

EXECUTIVE VICE PRESIDENT/DIRECTOR OF OPERATIONS

yes

01/2006

Oct 30, 2013

Jul 28, 2017

BLANC, PATRICE, ETIENNE

CHIEF OPERATING OFFICER/DIRECTOR

yes

12/2015

Mar 30, 2016

Jul 28, 2017

BLANQUE, PASCAL, MAURICE

Director

yes

10/2013

Oct 30, 2013

Jul 28, 2017

Couasse, Dominique, Luc

MANAGING DIRECTOR/CHIEF OF STAFF

yes

02/2017

Mar 31, 2017

Jul 28, 2017

CREDIT AGRICOLE SA

Shareholder

yes

11/1978

Oct 30, 2013

Jul 28, 2017

DE WIT, BERNARD, HENRI

Director

yes

10/2013

Oct 30, 2013

Jul 28, 2017

EASON, STEPHEN, ALCUIN

DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT

yes

04/1988

Oct 30, 2013

Jul 28, 2017

Garreau, Philippe

MANAGING DIRECTOR/CHIEF RISK OFFICER

yes

02/2017

Mar 31, 2017

Jul 28, 2017

GRADASCEVIC, SUSAN, MARIE

MANAGING DIRECTOR/CHIEF MARKETING OFFICER

yes

02/2016

Mar 30, 2016

Jul 28, 2017

HARMELINK, AIMEE, KATHRYN

MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY

yes

04/2012

Oct 30, 2013

Jul 28, 2017

HOLLINGSWORTH, JENNIFER, PENAFIEL

MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY

yes

12/2010

Oct 30, 2013

Jul 28, 2017

JONES, LISA

CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR

yes

07/2017

Jul 28, 2017

PAGNI, PATRICK, ROBERT

Director

yes

10/2013

Jan 9, 2014

Jul 28, 2017

SAS RUE LA BOETIE

Shareholder

yes

11/2001

Oct 30, 2013

Jul 28, 2017

SPROW, JOHN, BARKER

EXECUTIVE VICE PRESIDENT/SENIOR INVESTMENT PROFESSIONAL

yes

01/2009

Oct 30, 2013

Jul 28, 2017

TAUBES, KENNETH, JAMES

CHIEF INVESTMENT OFFICER/DIRECTOR

yes

07/2017

Jul 28, 2017

CHARTREUSE ACRES LLC

INCENTIVE PLAN

01/2015

Mar 31, 2015

Jul 28, 2017

DEKTAR, DANIEL, CLIFFORD

MANAGING DIRECTOR

08/1987

Oct 30, 2013

Jul 28, 2017

DUENSING, JONATHAN, MICHAEL

MANAGING DIRECTOR

10/2013

Oct 30, 2013

Jul 28, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SBI FUNDS MANAGEMENT PRIVATE LIMITED

n/a

Institutional manager

$220B

yes

n/a

AMUNDI PIONEER ASSET MANAGEMENT, INC.

n/a

Former SEC adviser

$120B

yes

n/a

AMUNDI JAPAN LTD.

n/a

Former SEC adviser

$40B

yes

n/a

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

n/a

Former SEC adviser

$18B

yes

n/a

DOLAN MCENIRY CAPITAL MANAGEMENT LLC

n/a

Other adviser

$14B

yes

n/a

KBI GLOBAL INVESTORS (NORTH AMERICA) LTD

n/a

Other adviser

$1.7B

yes

n/a

TOBAM S.A.S.

n/a

Asset manager

$1.1B

yes

n/a

Amundi

n/a

yes

n/a

AMUNDI HONG KONG LTD

n/a

yes

n/a

AMUNDI (UK) LIMITED

n/a

yes

n/a

AMUNDI ALTERNATIVE INVESTMENTS IRELAND LTD.

n/a

yes

n/a

AMUNDI ALTERNATIVE INVESTMENTS SAS

n/a

yes

n/a

AMUNDI ASSET MANAGEMENT

n/a

yes

n/a

AMUNDI AUSTRIA GMBH

n/a

yes

n/a

AMUNDI CANADA INC.

n/a

yes

n/a

AMUNDI DISTRIBUTORS USA, LLC

n/a

yes

n/a

AMUNDI INTERMEDIATION

n/a

yes

n/a

AMUNDI LUXEMBOURG S.A.

n/a

yes

n/a

AMUNDI PIONEER DISTRIBUTOR, INC.

n/a

yes

n/a

AMUNDI SINGAPORE LIMITED

n/a

yes

n/a

AMUNDI SUISSE SA

n/a

yes

n/a

BFT GESTION

n/a

yes

n/a

CA INDOSUEZ GESTION

n/a

yes

n/a

CA INDOSUEZ PRIVATE BANKING

n/a

yes

n/a

CACEIS BANK LUXEMBOURG S.A.

n/a

yes

n/a

CACEIS S.A.

n/a

yes

n/a

CPR ASSET MANAGEMENT

n/a

yes

n/a

CREDIT AGRICOLE ASSURANCES

n/a

yes

n/a

CREDIT AGRICOLE CIB

n/a

yes

n/a

CREDIT AGRICOLE SA

n/a

yes

n/a

CREDIT AGRICOLE SECURITIES (USA) INC.

n/a

yes

n/a

ETOILE GESTION

n/a

yes

n/a

KBI GLOBAL INVESTORS LTD

n/a

yes

n/a

PREDICA S.A.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$14B

n/a

$608M

2015

Mar 30, 2016

$12B

n/a

$721M

2014

Mar 31, 2015

$11B

n/a

$721M

2013

Mar 31, 2014

$9.8B

n/a

$593M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$14B

$12B

23.2%

$9.8B

13.9%

n/a