DFX Intelligence

T••••• J• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

T••••• J• M••••••

Advisor at S•••••••• S•••••••••

••• Locked

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Search this name across graphsid dfx:ria:7d36c12a-860b-d6ab-9c77-a19b5429bfab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	May 15, 2014	n/a	yes	Manalapan, NJ\|MARLBORO, NJ\|MONROE TOWNSHIP, NJ\|Manalapan, NJ\|Woodbridge, NJ\|JACKSON, NJ\|Ocean, NJ\|Conshohocken, PA\|Middletown, NJ	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 6, 2009	Apr 30, 2014	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••••• S•••••••••	Apr 30, 2014	May 15, 2014	15	Firm change	Other
P•• W••••• M•••••••••	W•••• F•••• A•••••••	Mar 6, 2009	Mar 6, 2009

Relationships

Registered with (4)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
May 15, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 6, 2009 to Apr 30, 2014factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 7, 2006 to Mar 6, 2009factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d36c12a-860b-d6ab-9c77-a19b5429bfab
First observed: Oct 12, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.