DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner21 years in industry

ARTHUR COLE GARCIA

Advisor at ATLAS FINANCIAL LLC

OROVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d579dd5-a279-71cd-b805-363997fbc10d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ATLAS FINANCIAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 9
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 20, 2004
First registration: Feb 17, 2006
Dual registered: no
Other names: COLE GARCIA|A COLE GARCIA|ARTHUR COLE GARCIA
IAPD individual key: 4865182

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ATLAS FINANCIAL LLC	State registered	Jan 1, 2026	n/a	yes	OROVILLE, CA	Current employment
QUANTUM WEALTH ADVISORS LLC	State registered	Sep 5, 2025	n/a	yes	OROVILLE, CA	Current employment
ATLAS FINANCIAL ADVISORS, INC.	Former SEC adviser	Mar 26, 2012	Jun 30, 2026	no	OROVILLE, CA	Previous registration
PACIFIC FINANCIAL STRATEGIES, INC	Independent wealth	Jan 22, 2010	Mar 30, 2012	no	THOUSAND OAKS, CA	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Mar 31, 2008	Feb 19, 2010	no	OROVILLE, CA\|Sugar Land, TX\|MARYSVILLE, CA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Feb 17, 2006	Mar 31, 2008	no	OROVILLE, CA\|OROVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ATLAS FINANCIAL ADVISORS, INC.	QUANTUM WEALTH ADVISORS LLC	Jun 30, 2026	Sep 5, 2025	-298	Firm change after gap	RIA to state RIA
PACIFIC FINANCIAL STRATEGIES, INC	ATLAS FINANCIAL ADVISORS, INC.	Mar 30, 2012	Mar 26, 2012	-4	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	PACIFIC FINANCIAL STRATEGIES, INC	Feb 19, 2010	Jan 22, 2010	-28	Firm change	Other
OSAIC FS, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Mar 31, 2008	Mar 31, 2008	0	Firm change	Other

Relationships

Registered with (6)

→ ATLAS FINANCIAL LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ QUANTUM WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ ATLAS FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 26, 2012 to Jun 30, 2026factForm ADV
→ PACIFIC FINANCIAL STRATEGIES, INCRegistered adviserregistration: previous registration
Jan 22, 2010 to Mar 30, 2012factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2008 to Feb 19, 2010factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Feb 17, 2006 to Mar 31, 2008factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
Arthur Cole Garcia left Atlas Financial Advisors, Inc. for Quantum Wealth Advisors Llc (registered 2025-09-05)
Form ADVobserved 5 days ago