RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C••• G•••••
- A•••• F•••••••• L•• state registered currentsince Jan 1, 2026 · Oroville, Ca
- Q•••••• W••••• A••••••• L•• state registered currentsince Sep 5, 2025 · Oroville, Ca
- A•••• F•••••••• A•••••••• I••• formerMar 26, 2012 to Jun 30, 2026 · Oroville, Ca
- P•••••• F•••••••• S••••••••• I•• independent RIAJan 22, 2010 to Mar 30, 2012 · Thousand Oaks, Ca
- C•••••••• F•••••••• G•••• A••••••• formerMar 31, 2008 to Feb 19, 2010 · Oroville, Ca
- O•••• F•• I••• formerFeb 17, 2006 to Mar 31, 2008 · Oroville, Ca
- A•••• F•••••••• A•••••••• I••• to Q•••••• W••••• A••••••• L••left Jun 30, 2026, registered Sep 5, 2025 (-298 days) · RIA to a state-registered adviser
- P•••••• F•••••••• S••••••••• I•• to A•••• F•••••••• A•••••••• I•••left Mar 30, 2012, registered Mar 26, 2012 (-4 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to P•••••• F•••••••• S••••••••• I••left Feb 19, 2010, registered Jan 22, 2010 (-28 days) · Other
- O•••• F•• I••• to C•••••••• F•••••••• G•••• A•••••••left Mar 31, 2008, registered Mar 31, 2008 (0 days) · Other
- A••••• C••• G••••• left A•••• F•••••••• A•••••••• I••• for Q•••••• W••••• A••••••• L•• (registered 2025-09-05)Jun 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address