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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

CAROL MAKRIS JORDAN

Advisor at OSAIC WEALTH, INC.

CLEARWATER, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 19, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 2, 1993
First registration: Sep 19, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2410187

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	CLEARWATER, FL	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	CLEARWATER, FL\|CARMEL, IN	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 12, 2006	May 13, 2016	no	CLEARWATER, FL\|PORT RICHEY, FL\|CARMEL, IN\|CLEARWATER, FL\|CLEARWATER, FL\|CLEARWATER, FL	Previous registration
CLIENT 1ST ADVISORY GROUP	Former SEC adviser	Feb 26, 2004	Jun 25, 2007	no	CLEARWATER, FL	Previous registration
PROVISE MANAGEMENT GROUP, LLC	Independent wealth	Sep 19, 1997	Feb 19, 2004	no	CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
CLIENT 1ST ADVISORY GROUP	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jun 25, 2007	Jan 12, 2006	-529	Firm change after gap	Other
PROVISE MANAGEMENT GROUP, LLC	CLIENT 1ST ADVISORY GROUP	Feb 19, 2004	Feb 26, 2004	7	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 12, 2006 to May 13, 2016factForm ADV
→ CLIENT 1ST ADVISORY GROUPRegistered adviserregistration: previous registration
Feb 26, 2004 to Jun 25, 2007factForm ADV
→ PROVISE MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Sep 19, 1997 to Feb 19, 2004factForm ADV

Dated events

No dated event names this entity yet.