DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carol Makris Jordan
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Nov 2, 2018
In the industry
32 y
since Nov 2, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 2, 2018 · Clearwater, Fl
- Signator Investors, Inc. formerMay 13, 2016 to Nov 2, 2018 · Clearwater, Fl
- Transamerica Financial Advisors, LLC BD affiliatedJan 12, 2006 to May 13, 2016 · Clearwater, Fl
- Client 1st Advisory Group formerFeb 26, 2004 to Jun 25, 2007 · Clearwater, Fl
- Provise Management Group, LLC independent RIASep 19, 1997 to Feb 19, 2004 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Transamerica Financial Advisors, LLC to Signator Investors, Inc.left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- Client 1st Advisory Group to Transamerica Financial Advisors, LLCleft Jun 25, 2007, registered Jan 12, 2006 (-529 days) · Other
- Provise Management Group, LLC to Client 1st Advisory Groupleft Feb 19, 2004, registered Feb 26, 2004 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address