DFX Intelligence

S••• D••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S••• D••••• W•••••

Advisor at F••••• F••••••••

SALISBURY, NC

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Search this name across graphsid dfx:ria:7d6a4510-a342-9b77-2555-d9d364eed061

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• F••••••••	State registered	Jan 24, 2012	n/a	yes	SALISBURY, NC	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 23, 2010	Dec 19, 2011	no	Rockwell, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	F••••• F••••••••	Dec 19, 2011	Jan 24, 2012	36	Firm change	Ibd to state RIA
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	Aug 11, 2009	Feb 23, 2010

Relationships

Registered with (3)

→ F••••• F••••••••Registered adviserregistration: current employment
Jan 24, 2012 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2010 to Dec 19, 2011factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 25, 2009 to Aug 11, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d6a4510-a342-9b77-2555-d9d364eed061
First observed: Mar 25, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.