DFX Intelligence

M•••• L••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

M•••• L••••• C••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Bedford, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d74d70e-1c0f-6e8f-0a97-9092411ef6ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jun 12, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 4, 2026	n/a	yes	Bedford, NH	Current employment
F•••••••• S••••••••• R••••••••• P•••••••	n/a	Jan 5, 2026	Apr 8, 2026	no	BEDFORD, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	F•••••••• S••••••••• R••••••••• P•••••••	May 6, 2026	Jan 5, 2026	-121	Firm change after gap	Other
F•••••••• S••••••••• R••••••••• P•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 8, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:147965:NH:2026-05-04	May 6, 2026	Jan 5, 2026	BEDFORD, NH	Firm change after gap
147965:149018:NH:2026-04-08	Apr 8, 2026	May 4, 2026	BEDFORD, NH	Firm change

Relationships

Registered with (9)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 17, 2025 to May 6, 2026factForm ADV
→ F•••••••• S••••••••• R••••••••• P•••••••Registered adviserregistration: previous registration
Jan 5, 2026 to Apr 8, 2026factForm ADV
→ N•••••••• A•••• M•••••••••

Dated events

Occurred
May 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d74d70e-1c0f-6e8f-0a97-9092411ef6ac
First observed: Jun 12, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.